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UFA
Uptown Financial Advisors Portfolio holdings
AUM
$152M
1-Year Est. Return
19.4%
This Fund
S&P 500
This Quarter
Est. Return
+6.24%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$4.62M
(+4%)
Cap. Flow
-$1.83M
Cap. Flow
% of AUM
-1.51%
Top 10 Holdings %
Top 10 Hldgs %
58.55%
Holding
80
New
5
Increased
20
Reduced
18
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$232K |
| 2 |
Chevron
CVX
|
+$208K |
| 3 |
Home Depot
HD
|
+$200K |
| 4 |
Tesla
TSLA
|
+$179K |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$146K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$500K |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$221K |
| 3 |
Kinder Morgan
KMI
|
+$204K |
| 4 |
Invesco QQQ Trust
QQQ
|
+$128K |
| 5 |
Vanguard Short-Term Bond ETF
BSV
|
+$106K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.8% |
| 2 | Energy | 3.23% |
| 3 | Communication Services | 1.11% |
| 4 | Financials | 0.89% |
| 5 | Healthcare | 0.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
CALL
NVIDIA
NVDA
$5.37T
| – | – |
-4,000
| Closed | -$632K |
|
|
77
Invesco QQQ Trust
QQQ
$483B
| – | – |
-232
| Closed | -$128K |
|
|
78
PUT
Invesco QQQ Trust
QQQ
$483B
| – | – |
-9,000
| Closed | -$4.96M |
|
|
79
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| – | – |
-3,762
| Closed | -$221K |
|
80
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38B
| – | – |
-2,000
| Closed | -$84.8K |
|
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Uptown Financial Advisors's Q3 2025 Portfolio in Review
As of Q3 2025, Uptown Financial Advisors held 80 positions worth $121M, up 4% from $117M the previous quarter. Its ten largest holdings account for 59% of the portfolio.
Uptown Financial Advisors's Q3 2025 filing shows 5 new, 20 increased, 18 reduced and 6 closed positions. Its largest new stake was Chevron: 1,345 shares worth $209K. The largest sale was Janus Henderson AAA CLO ETF, an estimated $500K.
By sector, the portfolio is most concentrated in Technology at 3.8% of assets, up from 3.5% a quarter earlier, followed by Energy and Communication Services.
- Uptown Financial Advisors's largest Q3 2025 buy was Chevron: 1,345 shares worth $209K.
- Uptown Financial Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $232K increase.
- Uptown Financial Advisors's biggest Q3 2025 reduction was Janus Henderson AAA CLO ETF, cutting an estimated $500K.
- Uptown Financial Advisors fully exited Vanguard Short-Term Treasury ETF in Q3 2025, selling an estimated $221K.
- Uptown Financial Advisors's ten largest holdings make up 59% of its $121M portfolio in Q3 2025.
- Uptown Financial Advisors opened 5 new positions and closed 6 in Q3 2025.
- Uptown Financial Advisors's portfolio value rose 4% quarter-over-quarter to $121M.
Based on Uptown Financial Advisors's 13F filing for Q3 2025, filed 15 Oct 2025.