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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$13.7M
Cap. Flow
-$13.3M
Cap. Flow %
-10.6%
Top 10 Hldgs %
60.39%
Holding
83
New
5
Increased
27
Reduced
14
Closed
7

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.45M
2
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.05M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$957K
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$857K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$732K

Top Sells

Rank Stock Value
1
MCI
Barings Corporate Investors
MCI
+$374K
2
SOR
Source Capital
SOR
+$276K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$256K
4
TSLA icon
Tesla
TSLA
+$229K
5
IBM icon
IBM
IBM
+$220K

Sector Composition

Rank Sector Weight
1 Energy 4.03%
2 Technology 3.29%
3 Communication Services 1.02%
4 Healthcare 0.69%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
51
American Express
AXP
$231B
$341K 0.27%
1,127
– –
CSCO icon
52
Cisco
CSCO
$476B
$340K 0.27%
4,387
– –
SCHG icon
53
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$334K 0.27%
11,476
– –
IEMG icon
54
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$323K 0.26%
4,631
– –
EFA icon
55
iShares MSCI EAFE ETF
EFA
$79.4B
$316K 0.25%
3,253
-300
-8% -$30K
CRWV
56
CALL
CoreWeave
CRWV
$46.6B
$310K 0.25%
4,000
-12,000
-75% -$1.04M
VIG icon
57
Vanguard Dividend Appreciation ETF
VIG
$114B
$298K 0.24%
1,384
– –
JPM icon
58
JPMorgan Chase
JPM
$947B
$282K 0.22%
958
– –
SCHC icon
59
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$280K 0.22%
5,984
-363
-6% -$17.6K
CVX icon
60
Chevron
CVX
$371B
$278K 0.22%
1,345
– –
NVDA icon
61
CALL
NVIDIA
NVDA
$5.3T
$262K 0.21%
+1,500
New +$275K
TXN icon
62
Texas Instruments
TXN
$254B
$260K 0.21%
1,340
– –
XOM icon
63
ExxonMobil
XOM
$642B
$260K 0.21%
+1,532
New +$224K
CSCO icon
64
PUT
Cisco
CSCO
$476B
$248K 0.2%
+3,200
New +$250K
WFC icon
65
Wells Fargo
WFC
$265B
$234K 0.19%
2,940
– –
KMI icon
66
Kinder Morgan
KMI
$69.7B
$233K 0.19%
+6,952
New +$217K
CRWV
67
PUT
CoreWeave
CRWV
$46.6B
$225K 0.18%
2,900
-4,100
-59% -$356K
BSL
68
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$224K 0.18%
17,320
– –
GOOGL icon
69
Alphabet (Google) Class A
GOOGL
$4.38T
$224K 0.18%
778
– –
AMZN icon
70
Amazon
AMZN
$2.94T
$222K 0.18%
1,066
– –
SPSB icon
71
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$214K 0.17%
7,115
– –
SPMD icon
72
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.6B
$208K 0.17%
+3,513
New +$214K
SUB icon
73
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$206K 0.16%
1,935
– –
QQQ icon
74
Invesco QQQ Trust
QQQ
$479B
$134K 0.11%
232
– –
NEA icon
75
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$129K 0.1%
11,499
– –
1 2
3
4

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II
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FA
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FHC
Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return
MCCM
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CMMS
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HWM
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SGM
Sellaronda Global Management New York $152M AUM 2.1% 1-Year Est. Return

Uptown Financial Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Uptown Financial Advisors held 83 positions worth $126M, down 9.8% from $140M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Uptown Financial Advisors withdrew a net $13.3M in Q1 2026, closing 7 positions and reducing 14 holdings. Its most notable exit was Barings Corporate Investors, an estimated $374K position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 2.8% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Uptown Financial Advisors opened a new position in ExxonMobil worth $260K.

  • Uptown Financial Advisors's largest Q1 2026 buy was ExxonMobil: 1,532 shares worth $260K.
  • Uptown Financial Advisors added most to Vanguard Morningstar Growth ETF in Q1 2026, an estimated $1.45M increase.
  • Uptown Financial Advisors's biggest Q1 2026 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $88.6K.
  • Uptown Financial Advisors fully exited Barings Corporate Investors in Q1 2026, selling an estimated $374K.
  • Uptown Financial Advisors's ten largest holdings make up 60% of its $126M portfolio in Q1 2026.
  • Uptown Financial Advisors opened 5 new positions and closed 7 in Q1 2026.
  • Uptown Financial Advisors's portfolio value fell 9.8% quarter-over-quarter to $126M.

Based on Uptown Financial Advisors's 13F filing for Q1 2026, filed 13 Apr 2026.