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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$18.2M
Cap. Flow
+$19.9M
Cap. Flow %
14.27%
Top 10 Hldgs %
60.97%
Holding
81
New
7
Increased
26
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$758K
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$465K
3
MCI
Barings Corporate Investors
MCI
+$419K
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$335K
5
SOR
Source Capital
SOR
+$279K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.41M
2
HD icon
Home Depot
HD
+$206K
3
JPM icon
JPMorgan Chase
JPM
+$155K
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$122K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$95K

Sector Composition

Rank Sector Weight
1 Technology 3.31%
2 Energy 2.79%
3 Communication Services 1.01%
4 Financials 0.72%
5 Healthcare 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
51
Schwab US Dividend Equity ETF
SCHD
$105B
$366K 0.26%
13,350
– –
VGT icon
52
Vanguard Information Technology ETF
VGT
$149B
$366K 0.26%
3,880
– –
NAD icon
53
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$365K 0.26%
30,340
– –
EFA icon
54
iShares MSCI EAFE ETF
EFA
$80.2B
$341K 0.24%
3,553
-46
-1% -$4.36K
VNQI icon
55
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$340K 0.24%
7,409
+439
+6% +$20.7K
CSCO icon
56
Cisco
CSCO
$477B
$338K 0.24%
4,387
– –
NFLX icon
57
Netflix
NFLX
$308B
$338K 0.24%
3,600
– –
IEMG icon
58
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$311K 0.22%
4,631
-15
-0.3% -$1.01K
JPM icon
59
JPMorgan Chase
JPM
$947B
$309K 0.22%
958
-500
-34% -$155K
VIG icon
60
Vanguard Dividend Appreciation ETF
VIG
$114B
$304K 0.22%
1,384
– –
SCHC icon
61
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$289K 0.21%
6,347
– –
SOR
62
Source Capital
SOR
$383M
$276K 0.2%
+6,042
New +$279K
WFC icon
63
Wells Fargo
WFC
$263B
$274K 0.2%
2,940
– –
JPC icon
64
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$256K 0.18%
31,600
– –
XLE icon
65
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$248K 0.18%
5,557
-57
-1% -$2.54K
AMZN icon
66
Amazon
AMZN
$2.98T
$246K 0.18%
1,066
– –
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$4.35T
$244K 0.17%
+778
New +$222K
BSL
68
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$234K 0.17%
17,320
– –
TXN icon
69
Texas Instruments
TXN
$259B
$232K 0.17%
1,340
– –
TSLA icon
70
Tesla
TSLA
$1.29T
$229K 0.16%
509
-8
-2% -$3.55K
IBM icon
71
IBM
IBM
$222B
$220K 0.16%
743
– –
SPSB icon
72
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$215K 0.15%
7,115
– –
SUB icon
73
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$206K 0.15%
1,935
– –
CVX icon
74
Chevron
CVX
$367B
$205K 0.15%
1,345
– –
JBBB icon
75
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
$203K 0.15%
4,265
– –
1 2
3
4

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FA
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FHC
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MCCM
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CMMS
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HWM
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SGM
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RFN
Redwood Financial Network Solon, Ohio $153M AUM 17.17% 1-Year Est. Return

Uptown Financial Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Uptown Financial Advisors held 81 positions worth $140M, up 15% from $121M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Uptown Financial Advisors deployed $19.9M of net new capital in Q4 2025, opening 7 new positions and adding to 26 existing holdings. Its largest new stake was Barings Corporate Investors: 20,594 shares worth $374K.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.8% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $1.41M trimmed.

  • Uptown Financial Advisors's largest Q4 2025 buy was Barings Corporate Investors: 20,594 shares worth $374K.
  • Uptown Financial Advisors added most to Vanguard Short-Term Bond ETF in Q4 2025, an estimated $758K increase.
  • Uptown Financial Advisors's biggest Q4 2025 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $1.41M.
  • Uptown Financial Advisors fully exited Home Depot in Q4 2025, selling an estimated $206K.
  • Uptown Financial Advisors's ten largest holdings make up 61% of its $140M portfolio in Q4 2025.
  • Uptown Financial Advisors opened 7 new positions and closed 3 in Q4 2025.
  • Uptown Financial Advisors's portfolio value rose 15% quarter-over-quarter to $140M.

Based on Uptown Financial Advisors's 13F filing for Q4 2025, filed 23 Jan 2026.