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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$4.62M
Cap. Flow
-$1.83M
Cap. Flow %
-1.51%
Top 10 Hldgs %
58.55%
Holding
80
New
5
Increased
20
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$232K
2
CVX icon
Chevron
CVX
+$208K
3
HD icon
Home Depot
HD
+$200K
4
TSLA icon
Tesla
TSLA
+$179K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$146K

Top Sells

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$500K
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$221K
3
KMI icon
Kinder Morgan
KMI
+$204K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$128K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$106K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Energy 3.23%
3 Communication Services 1.11%
4 Financials 0.89%
5 Healthcare 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
51
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$355K 0.29%
30,340
– –
JNJ icon
52
Johnson & Johnson
JNJ
$619B
$341K 0.28%
1,837
– –
EFA icon
53
iShares MSCI EAFE ETF
EFA
$80.1B
$336K 0.28%
3,599
– –
VNQI icon
54
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$333K 0.27%
6,970
+73
+1% +$3.42K
IEMG icon
55
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$306K 0.25%
4,646
– –
CSCO icon
56
Cisco
CSCO
$479B
$300K 0.25%
4,387
– –
VIG icon
57
Vanguard Dividend Appreciation ETF
VIG
$114B
$299K 0.25%
1,384
– –
SCHC icon
58
Schwab International Small-Cap Equity ETF
SCHC
$5.64B
$289K 0.24%
6,347
– –
JPC icon
59
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$259K 0.21%
31,600
– –
XLE icon
60
State Street Energy Select Sector SPDR ETF
XLE
$38B
$251K 0.21%
5,614
-18
-0.3% -$788
WFC icon
61
Wells Fargo
WFC
$263B
$246K 0.2%
2,940
– –
TXN icon
62
Texas Instruments
TXN
$261B
$246K 0.2%
1,340
– –
BSL
63
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$244K 0.2%
17,320
– –
AMZN icon
64
Amazon
AMZN
$2.96T
$234K 0.19%
1,066
-416
-28% -$94.2K
TSLA icon
65
Tesla
TSLA
$1.29T
$230K 0.19%
+517
New +$179K
SPSB icon
66
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$216K 0.18%
7,115
– –
IBM icon
67
IBM
IBM
$222B
$210K 0.17%
743
– –
CVX icon
68
Chevron
CVX
$367B
$209K 0.17%
+1,345
New +$208K
SUB icon
69
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$207K 0.17%
1,935
– –
HD icon
70
Home Depot
HD
$352B
$206K 0.17%
+508
New +$200K
JBBB icon
71
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
$205K 0.17%
4,265
-825
-16% -$39.8K
XLU icon
72
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$174K 0.14%
+4,000
New +$169K
XLU icon
73
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$174K 0.14%
+4,000
New +$169K
NEA icon
74
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$131K 0.11%
11,499
– –
KMI icon
75
Kinder Morgan
KMI
$69.4B
– –
-6,952
Closed -$204K
1 2
3
4

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Uptown Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Uptown Financial Advisors held 80 positions worth $121M, up 4% from $117M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors's Q3 2025 filing shows 5 new, 20 increased, 18 reduced and 6 closed positions. Its largest new stake was Chevron: 1,345 shares worth $209K. The largest sale was Janus Henderson AAA CLO ETF, an estimated $500K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, up from 3.5% a quarter earlier, followed by Energy and Communication Services.

  • Uptown Financial Advisors's largest Q3 2025 buy was Chevron: 1,345 shares worth $209K.
  • Uptown Financial Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $232K increase.
  • Uptown Financial Advisors's biggest Q3 2025 reduction was Janus Henderson AAA CLO ETF, cutting an estimated $500K.
  • Uptown Financial Advisors fully exited Vanguard Short-Term Treasury ETF in Q3 2025, selling an estimated $221K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $121M portfolio in Q3 2025.
  • Uptown Financial Advisors opened 5 new positions and closed 6 in Q3 2025.
  • Uptown Financial Advisors's portfolio value rose 4% quarter-over-quarter to $121M.

Based on Uptown Financial Advisors's 13F filing for Q3 2025, filed 15 Oct 2025.