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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$13.7M
Cap. Flow
-$13.3M
Cap. Flow %
-10.6%
Top 10 Hldgs %
60.39%
Holding
83
New
5
Increased
27
Reduced
14
Closed
7

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.45M
2
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.05M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$957K
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$857K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$732K

Top Sells

Rank Stock Value
1
MCI
Barings Corporate Investors
MCI
+$374K
2
SOR
Source Capital
SOR
+$276K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$256K
4
TSLA icon
Tesla
TSLA
+$229K
5
IBM icon
IBM
IBM
+$220K

Sector Composition

Rank Sector Weight
1 Energy 4.03%
2 Technology 3.29%
3 Communication Services 1.02%
4 Healthcare 0.69%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$82.5B
$933K 0.74%
3,761
+112
+3% +$28.9K
SPDW icon
27
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$919K 0.73%
20,121
– –
VNQ icon
28
Vanguard Real Estate ETF
VNQ
$39.2B
$833K 0.66%
9,394
+1,293
+16% +$119K
EMXC icon
29
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.2B
$748K 0.59%
9,505
-225
-2% -$18.1K
JNK icon
30
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$734K 0.58%
7,664
+516
+7% +$50K
META icon
31
Meta Platforms (Facebook)
META
$1.5T
$719K 0.57%
1,257
– –
MSFT icon
32
Microsoft
MSFT
$3.62T
$700K 0.56%
1,890
+11
+0.6% +$4.6K
SCHV
33
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$621K 0.49%
20,352
-708
-3% -$22.1K
AVGO icon
34
Broadcom
AVGO
$1.99T
$590K 0.47%
1,905
– –
AGG icon
35
iShares Core US Aggregate Bond ETF
AGG
$138B
$587K 0.47%
5,912
+253
+4% +$25.3K
MUB icon
36
iShares National Muni Bond ETF
MUB
$45.4B
$586K 0.47%
5,518
– –
IJS icon
37
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$518K 0.41%
4,371
+80
+2% +$9.66K
JNJ icon
38
Johnson & Johnson
JNJ
$621B
$449K 0.36%
1,837
– –
VOO icon
39
Vanguard S&P 500 ETF
VOO
$1.01T
$439K 0.35%
734
– –
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$434K 0.34%
8,026
– –
IEFA icon
41
iShares Core MSCI EAFE ETF
IEFA
$194B
$422K 0.34%
4,660
– –
ABBV icon
42
AbbVie
ABBV
$435B
$416K 0.33%
1,913
– –
AAPL icon
43
Apple
AAPL
$4.54T
$397K 0.32%
1,562
– –
SCHD icon
44
Schwab US Dividend Equity ETF
SCHD
$105B
$391K 0.31%
12,750
-600
-4% -$18.2K
VBR icon
45
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$388K 0.31%
1,788
– –
VNQI icon
46
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$360K 0.29%
8,099
+690
+9% +$32.9K
VGT icon
47
Vanguard Information Technology ETF
VGT
$147B
$358K 0.28%
4,104
+224
+6% +$20.6K
NAD icon
48
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$349K 0.28%
30,340
– –
NFLX icon
49
Netflix
NFLX
$309B
$346K 0.28%
3,600
– –
XLE icon
50
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$343K 0.27%
5,600
+43
+0.8% +$2.31K
1
2
3 4

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FHC
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MCCM
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CMMS
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HWM
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SGM
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Uptown Financial Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Uptown Financial Advisors held 83 positions worth $126M, down 9.8% from $140M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Uptown Financial Advisors withdrew a net $13.3M in Q1 2026, closing 7 positions and reducing 14 holdings. Its most notable exit was Barings Corporate Investors, an estimated $374K position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 2.8% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Uptown Financial Advisors opened a new position in ExxonMobil worth $260K.

  • Uptown Financial Advisors's largest Q1 2026 buy was ExxonMobil: 1,532 shares worth $260K.
  • Uptown Financial Advisors added most to Vanguard Morningstar Growth ETF in Q1 2026, an estimated $1.45M increase.
  • Uptown Financial Advisors's biggest Q1 2026 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $88.6K.
  • Uptown Financial Advisors fully exited Barings Corporate Investors in Q1 2026, selling an estimated $374K.
  • Uptown Financial Advisors's ten largest holdings make up 60% of its $126M portfolio in Q1 2026.
  • Uptown Financial Advisors opened 5 new positions and closed 7 in Q1 2026.
  • Uptown Financial Advisors's portfolio value fell 9.8% quarter-over-quarter to $126M.

Based on Uptown Financial Advisors's 13F filing for Q1 2026, filed 13 Apr 2026.