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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$18.2M
Cap. Flow
+$19.9M
Cap. Flow %
14.27%
Top 10 Hldgs %
60.97%
Holding
81
New
7
Increased
26
Reduced
14
Closed
3

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$758K
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$465K
3
MCI
Barings Corporate Investors
MCI
+$419K
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$335K
5
SOR
Source Capital
SOR
+$279K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.41M
2
HD icon
Home Depot
HD
+$206K
3
JPM icon
JPMorgan Chase
JPM
+$155K
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$122K
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$95K

Sector Composition

Rank Sector Weight
1 Technology 3.31%
2 Energy 2.79%
3 Communication Services 1.01%
4 Financials 0.72%
5 Healthcare 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
26
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$975K 0.7%
19,268
+778
+4% +$39.4K
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$125B
$954K 0.68%
14,460
+1,500
+12% +$98.3K
MSFT icon
28
Microsoft
MSFT
$3.62T
$909K 0.65%
1,879
– –
IWM icon
29
iShares Russell 2000 ETF
IWM
$82.5B
$898K 0.64%
3,649
– –
SPDW icon
30
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$894K 0.64%
20,121
+575
+3% +$25.1K
META icon
31
Meta Platforms (Facebook)
META
$1.5T
$830K 0.59%
1,257
+11
+0.9% +$7.34K
VNQ icon
32
Vanguard Real Estate ETF
VNQ
$39.2B
$717K 0.51%
8,101
+789
+11% +$70.9K
EMXC icon
33
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.2B
$707K 0.51%
9,730
+1,023
+12% +$72.6K
JNK icon
34
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$695K 0.5%
7,148
+272
+4% +$26.4K
AVGO icon
35
Broadcom
AVGO
$1.99T
$659K 0.47%
1,905
– –
SCHV
36
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$624K 0.45%
21,060
-790
-4% -$23.1K
MUB icon
37
iShares National Muni Bond ETF
MUB
$45.4B
$591K 0.42%
5,518
– –
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$138B
$565K 0.4%
5,659
-468
-8% -$47K
CRWV
39
PUT
CoreWeave
CRWV
$49B
$501K 0.36%
7,000
-29,200
-81% -$2.96M
IJS icon
40
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$488K 0.35%
4,291
– –
VOO icon
41
Vanguard S&P 500 ETF
VOO
$1.01T
$460K 0.33%
734
– –
ABBV icon
42
AbbVie
ABBV
$435B
$437K 0.31%
1,913
– –
VWO icon
43
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$431K 0.31%
8,026
+11
+0.1% +$598
AAPL icon
44
Apple
AAPL
$4.54T
$425K 0.3%
1,562
– –
IEFA icon
45
iShares Core MSCI EAFE ETF
IEFA
$194B
$417K 0.3%
4,660
+72
+2% +$6.37K
AXP icon
46
American Express
AXP
$236B
$417K 0.3%
1,127
– –
JNJ icon
47
Johnson & Johnson
JNJ
$621B
$380K 0.27%
1,837
– –
VBR icon
48
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$379K 0.27%
1,788
– –
SCHG icon
49
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$374K 0.27%
11,476
– –
MCI
50
Barings Corporate Investors
MCI
$337M
$374K 0.27%
+20,594
New +$419K
1
2
3 4

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Uptown Financial Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Uptown Financial Advisors held 81 positions worth $140M, up 15% from $121M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Uptown Financial Advisors deployed $19.9M of net new capital in Q4 2025, opening 7 new positions and adding to 26 existing holdings. Its largest new stake was Barings Corporate Investors: 20,594 shares worth $374K.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.8% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $1.41M trimmed.

  • Uptown Financial Advisors's largest Q4 2025 buy was Barings Corporate Investors: 20,594 shares worth $374K.
  • Uptown Financial Advisors added most to Vanguard Short-Term Bond ETF in Q4 2025, an estimated $758K increase.
  • Uptown Financial Advisors's biggest Q4 2025 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $1.41M.
  • Uptown Financial Advisors fully exited Home Depot in Q4 2025, selling an estimated $206K.
  • Uptown Financial Advisors's ten largest holdings make up 61% of its $140M portfolio in Q4 2025.
  • Uptown Financial Advisors opened 7 new positions and closed 3 in Q4 2025.
  • Uptown Financial Advisors's portfolio value rose 15% quarter-over-quarter to $140M.

Based on Uptown Financial Advisors's 13F filing for Q4 2025, filed 23 Jan 2026.