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UFA

Uptown Financial Advisors Portfolio holdings

AUM $152M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
+19.4%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$4.62M
Cap. Flow
-$1.83M
Cap. Flow %
-1.51%
Top 10 Hldgs %
58.55%
Holding
80
New
5
Increased
20
Reduced
18
Closed
6

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$232K
2
CVX icon
Chevron
CVX
+$208K
3
HD icon
Home Depot
HD
+$200K
4
TSLA icon
Tesla
TSLA
+$179K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$146K

Top Sells

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$500K
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$221K
3
KMI icon
Kinder Morgan
KMI
+$204K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$128K
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$106K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Energy 3.23%
3 Communication Services 1.11%
4 Financials 0.89%
5 Healthcare 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
26
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$939K 0.77%
18,490
-9,865
-35% -$500K
META icon
27
Meta Platforms (Facebook)
META
$1.51T
$915K 0.75%
1,246
– –
IWM icon
28
iShares Russell 2000 ETF
IWM
$82.7B
$883K 0.73%
3,649
-193
-5% -$44.3K
IJH icon
29
iShares Core S&P Mid-Cap ETF
IJH
$126B
$846K 0.7%
12,960
-143
-1% -$9.19K
SPDW icon
30
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$836K 0.69%
19,546
-79
-0.4% -$3.27K
JNK icon
31
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$674K 0.56%
6,876
-262
-4% -$25.5K
VNQ icon
32
Vanguard Real Estate ETF
VNQ
$39B
$669K 0.55%
7,312
+15
+0.2% +$1.36K
SCHV
33
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$636K 0.52%
21,850
– –
AVGO icon
34
Broadcom
AVGO
$2.02T
$628K 0.52%
1,905
– –
AGG icon
35
iShares Core US Aggregate Bond ETF
AGG
$138B
$614K 0.51%
6,127
-41
-0.7% -$4.07K
EMXC icon
36
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$588K 0.48%
8,707
-182
-2% -$11.8K
MUB icon
37
iShares National Muni Bond ETF
MUB
$45.4B
$588K 0.48%
5,518
– –
IJS icon
38
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$475K 0.39%
4,291
– –
JPM icon
39
JPMorgan Chase
JPM
$951B
$460K 0.38%
1,458
– –
VOO icon
40
Vanguard S&P 500 ETF
VOO
$1.01T
$449K 0.37%
734
-14
-2% -$8.25K
ABBV icon
41
AbbVie
ABBV
$430B
$443K 0.37%
1,913
– –
VWO icon
42
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$434K 0.36%
8,015
-234
-3% -$12.1K
NFLX icon
43
Netflix
NFLX
$308B
$432K 0.36%
3,600
– –
IEFA icon
44
iShares Core MSCI EAFE ETF
IEFA
$195B
$401K 0.33%
4,588
+20
+0.4% +$1.7K
AAPL icon
45
Apple
AAPL
$4.57T
$398K 0.33%
1,562
+3
+0.2% +$678
AXP icon
46
American Express
AXP
$235B
$374K 0.31%
1,127
– –
VBR icon
47
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$373K 0.31%
1,788
– –
SCHG icon
48
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$366K 0.3%
11,476
– –
SCHD icon
49
Schwab US Dividend Equity ETF
SCHD
$105B
$364K 0.3%
13,350
– –
VGT icon
50
Vanguard Information Technology ETF
VGT
$147B
$362K 0.3%
3,880
+40
+1% +$3.5K
1
2
3 4

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Uptown Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Uptown Financial Advisors held 80 positions worth $121M, up 4% from $117M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Uptown Financial Advisors's Q3 2025 filing shows 5 new, 20 increased, 18 reduced and 6 closed positions. Its largest new stake was Chevron: 1,345 shares worth $209K. The largest sale was Janus Henderson AAA CLO ETF, an estimated $500K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, up from 3.5% a quarter earlier, followed by Energy and Communication Services.

  • Uptown Financial Advisors's largest Q3 2025 buy was Chevron: 1,345 shares worth $209K.
  • Uptown Financial Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $232K increase.
  • Uptown Financial Advisors's biggest Q3 2025 reduction was Janus Henderson AAA CLO ETF, cutting an estimated $500K.
  • Uptown Financial Advisors fully exited Vanguard Short-Term Treasury ETF in Q3 2025, selling an estimated $221K.
  • Uptown Financial Advisors's ten largest holdings make up 59% of its $121M portfolio in Q3 2025.
  • Uptown Financial Advisors opened 5 new positions and closed 6 in Q3 2025.
  • Uptown Financial Advisors's portfolio value rose 4% quarter-over-quarter to $121M.

Based on Uptown Financial Advisors's 13F filing for Q3 2025, filed 15 Oct 2025.