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Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Est. Return 51.86%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.6M
AUM Growth
-$6.74M
Cap. Flow
-$10.2M
Cap. Flow %
-13.08%
Top 10 Hldgs %
72.57%
Holding
26
New
2
Increased
7
Reduced
5
Closed
8

Top Buys

Rank Stock Value
1
ASUR icon
Asure Software
ASUR
+$4.95M
2
IOTS
Adesto Technologies Corp
IOTS
+$1.15M
3
GAIA icon
Gaia
GAIA
+$897K
4
RCM
R1 RCM Inc. Common Stock
RCM
+$456K
5
EFII
Electronics for Imaging
EFII
+$339K

Top Sells

Rank Stock Value
1
KRNT icon
Kornit Digital
KRNT
+$4.63M
2
MNDT
Mandiant, Inc. Common Stock
MNDT
+$4.62M
3
RDNW
RideNow Group
RDNW
+$2.56M
4
ATTU
Attunity Ltd
ATTU
+$1.7M
5
LKFT
Lakefront Biotherapeutics American Depositary Shares
LKFT
+$1.11M

Sector Composition

Rank Sector Weight
1 Technology 55.67%
2 Industrials 15.97%
3 Communication Services 15.3%
4 Consumer Staples 10.55%
5 Healthcare 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATTU
1
DELISTED
Attunity Ltd
ATTU
$11.3M 14.6%
600,000
-100,000
-14% -$1.7M
EFII
2
DELISTED
Electronics for Imaging
EFII
$6.82M 8.78%
200,000
+10,000
+5% +$339K
RCM
3
DELISTED
R1 RCM Inc. Common Stock
RCM
$5.59M 7.2%
550,000
+50,000
+10% +$456K
CHGG icon
4
Chegg
CHGG
$115M
$5.12M 6.59%
180,000
-10,000
-5% -$298K
QUOT
5
DELISTED
Quotient Technology Inc
QUOT
$5.04M 6.49%
325,000
– –
CARB
6
DELISTED
Carbonite Inc
CARB
$4.63M 5.97%
130,000
+5,000
+4% +$192K
GAIA icon
7
Gaia
GAIA
$47.1M
$4.62M 5.95%
300,000
+50,000
+20% +$897K
MITK icon
8
Mitek Systems
MITK
$769M
$4.58M 5.9%
650,000
+15,000
+2% +$124K
VRNS icon
9
Varonis Systems
VRNS
$4.75B
$4.39M 5.66%
180,000
– –
ASUR icon
10
Asure Software
ASUR
$253M
$4.22M 5.44%
+340,000
New +$4.95M
VRTU
11
DELISTED
Virtusa Corporation
VRTU
$4.19M 5.39%
78,000
– –
IOTS
12
DELISTED
Adesto Technologies Corp
IOTS
$3.87M 4.98%
650,000
+192,500
+42% +$1.15M
ALLT icon
13
Allot
ALLT
$380M
$3.71M 4.78%
600,000
+49,290
+9% +$289K
ASPU
14
DELISTED
ASPEN GROUP, INC.
ASPU
$3.07M 3.96%
451,909
– –
APPS icon
15
Digital Turbine
APPS
$1.05B
$2.29M 2.95%
1,850,000
-250,000
-12% -$347K
MCHX icon
16
Marchex
MCHX
$82M
$2.22M 2.86%
800,000
-170,526
-18% -$488K
RETA
17
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1.64M 2.11%
20,000
-5,000
-20% -$352K
PVLA
18
Palvella Therapeutics
PVLA
$2.02B
$308K 0.4%
+688
New +$299K
GLMD icon
19
Galmed Pharmaceuticals
GLMD
$4.83M
– –
-278
Closed -$595K
LKFT
20
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.76B
– –
-12,000
Closed -$1.11M
KRNT icon
21
Kornit Digital
KRNT
$728M
– –
-260,000
Closed -$4.63M
RDNW
22
RideNow Group
RDNW
$262M
– –
-21,800
Closed -$2.56M
EIGR
23
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-2,667
Closed -$976K
CCXI
24
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-50,000
Closed -$659K
MNDT
25
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-300,000
Closed -$4.62M
1
2

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Unterberg Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Unterberg Capital held 26 positions worth $77.6M, down 8% from $84.4M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Unterberg Capital withdrew a net $10.2M in Q3 2018, closing 8 positions and reducing 5 holdings. Its most notable exit was Kornit Digital, an estimated $4.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 56% of assets, up from 49% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Unterberg Capital opened a new position in Asure Software worth $4.22M.

  • Unterberg Capital's largest Q3 2018 buy was Asure Software: 340,000 shares worth $4.22M.
  • Unterberg Capital added most to Adesto Technologies Corp in Q3 2018, an estimated $1.15M increase.
  • Unterberg Capital's biggest Q3 2018 reduction was Attunity Ltd, cutting an estimated $1.7M.
  • Unterberg Capital fully exited Kornit Digital in Q3 2018, selling an estimated $4.63M.
  • Unterberg Capital's ten largest holdings make up 73% of its $77.6M portfolio in Q3 2018.
  • Unterberg Capital opened 2 new positions and closed 8 in Q3 2018.
  • Unterberg Capital's portfolio value fell 8% quarter-over-quarter to $77.6M.

Based on Unterberg Capital's 13F filing for Q3 2018, filed 24 Oct 2018.