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Unterberg Capital Portfolio holdings
AUM
$77.6M
Turnover
38.46%
1-Year Est. Return
51.86%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.6M
AUM Growth
-$6.74M
(-8%)
Cap. Flow
-$10.2M
Cap. Flow % of AUM
Cap. Flow %
-13.08%
Top 10 Holdings %
Top 10 Hldgs %
72.57%
Holding
26
New
2
Increased
7
Reduced
5
Closed
8
Avg Time Held
1
year
Top 10 Avg Time Held
0.7
years
Top 20 Avg Time Held
0.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Asure Software
ASUR
|
+$4.95M |
| 2 |
IOTS
Adesto Technologies Corp
IOTS
|
+$1.15M |
| 3 |
Gaia
GAIA
|
+$897K |
| 4 |
R1 RCM Inc. Common Stock
RCM
|
+$456K |
| 5 |
EFII
Electronics for Imaging
EFII
|
+$339K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kornit Digital
KRNT
|
+$4.63M |
| 2 |
MNDT
Mandiant, Inc. Common Stock
MNDT
|
+$4.62M |
| 3 |
RideNow Group
RDNW
|
+$2.56M |
| 4 |
ATTU
Attunity Ltd
ATTU
|
+$1.7M |
| 5 |
Lakefront Biotherapeutics American Depositary Shares
LKFT
|
+$1.11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 55.67% |
| 2 | Industrials | 15.97% |
| 3 | Communication Services | 15.3% |
| 4 | Consumer Staples | 10.55% |
| 5 | Healthcare | 2.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
ATTU
1
DELISTED
Attunity Ltd
ATTU
| $11.3M | 14.6% |
600,000
-100,000
| -14% | -$1.7M |
2016 Q4
7 quarters
|
|
|
EFII
2
DELISTED
Electronics for Imaging
EFII
| $6.82M | 8.78% |
200,000
+10,000
| +5% | +$339K |
2016 Q4
7 quarters
|
|
|
3
DELISTED
R1 RCM Inc. Common Stock
RCM
| $5.59M | 7.2% |
550,000
+50,000
| +10% | +$456K |
2017 Q3
4 quarters
|
|
4
Chegg
CHGG
$66.9M
| $5.12M | 6.59% |
180,000
-10,000
| -5% | -$298K |
2016 Q4
7 quarters
|
|
|
QUOT
5
DELISTED
Quotient Technology Inc
QUOT
| $5.04M | 6.49% |
325,000
| – | – |
2018 Q1
2 quarters
|
|
|
CARB
6
DELISTED
Carbonite Inc
CARB
| $4.64M | 5.97% |
130,000
+5,000
| +4% | +$192K |
2016 Q4
7 quarters
|
|
|
7
Gaia
GAIA
$32.8M
| $4.62M | 5.95% |
300,000
+50,000
| +20% | +$897K |
2018 Q1
2 quarters
|
|
8
Mitek Systems
MITK
$812M
| $4.58M | 5.9% |
650,000
+15,000
| +2% | +$124K |
2017 Q1
6 quarters
|
|
9
Varonis Systems
VRNS
$5.65B
| $4.4M | 5.66% |
180,000
| – | – |
2017 Q1
6 quarters
|
|
|
10
Asure Software
ASUR
$308M
| $4.22M | 5.44% |
+340,000
| New | +$4.95M |
2018 Q3
0 quarters
|
|
|
VRTU
11
DELISTED
Virtusa Corporation
VRTU
| $4.19M | 5.39% |
78,000
| – | – |
2017 Q2
5 quarters
|
|
|
IOTS
12
DELISTED
Adesto Technologies Corp
IOTS
| $3.87M | 4.98% |
650,000
+192,500
| +42% | +$1.15M |
2017 Q2
5 quarters
|
|
13
Allot
ALLT
$436M
| $3.71M | 4.78% |
600,000
+49,290
| +9% | +$289K |
2017 Q4
3 quarters
|
|
|
ASPU
14
DELISTED
ASPEN GROUP, INC.
ASPU
| $3.07M | 3.96% |
451,909
| – | – |
2017 Q3
4 quarters
|
|
15
Digital Turbine
APPS
$862M
| $2.29M | 2.95% |
1,850,000
-250,000
| -12% | -$347K |
2017 Q2
5 quarters
|
|
16
Marchex
MCHX
$57.6M
| $2.22M | 2.86% |
800,000
-170,526
| -18% | -$488K |
2018 Q1
2 quarters
|
|
|
RETA
17
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
| $1.64M | 2.11% |
20,000
-5,000
| -20% | -$352K |
2017 Q4
3 quarters
|
|
18
Palvella Therapeutics
PVLA
$2.5B
| $308K | 0.4% |
+688
| New | +$299K |
2018 Q3
0 quarters
|
|
19
Eocene Ltd. Ordinary Shares
EOCN
$2.66M
| – | – |
-35
| Closed | -$595K | – |
|
|
20
Lakefront Biotherapeutics American Depositary Shares
LKFT
$2.18B
| – | – |
-12,000
| Closed | -$1.11M | – |
|
|
21
Kornit Digital
KRNT
$751M
| – | – |
-260,000
| Closed | -$4.63M | – |
|
|
22
RideNow Group
RDNW
$218M
| – | – |
-21,800
| Closed | -$2.56M | – |
|
|
EIGR
23
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
| – | – |
-2,667
| Closed | -$976K | – |
|
24
DELISTED
ChemoCentryx, Inc.
CCXI
| – | – |
-50,000
| Closed | -$659K | – |
|
|
MNDT
25
DELISTED
Mandiant, Inc. Common Stock
MNDT
| – | – |
-300,000
| Closed | -$4.62M | – |
|
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Unterberg Capital's Q3 2018 Portfolio in Review
As of Q3 2018, Unterberg Capital held 26 positions worth $77.6M, down 8% from $84.4M the previous quarter. Its ten largest holdings account for 73% of the portfolio.
Unterberg Capital withdrew a net $10.2M in Q3 2018, closing 8 positions and reducing 5 holdings. Its most notable exit was Kornit Digital, an estimated $4.63M position sold in full.
By sector, the portfolio is most concentrated in Technology at 56% of assets, up from 49% a quarter earlier, followed by Industrials and Communication Services.
Against the trend, Unterberg Capital opened a new position in Asure Software worth $4.22M.
- Unterberg Capital's largest Q3 2018 buy was Asure Software: 340,000 shares worth $4.22M.
- Unterberg Capital added most to Adesto Technologies Corp in Q3 2018, an estimated $1.15M increase.
- Unterberg Capital's biggest Q3 2018 reduction was Attunity Ltd, cutting an estimated $1.7M.
- Unterberg Capital fully exited Kornit Digital in Q3 2018, selling an estimated $4.63M.
- Unterberg Capital's ten largest holdings make up 73% of its $77.6M portfolio in Q3 2018.
- Unterberg Capital opened 2 new positions and closed 8 in Q3 2018.
- Unterberg Capital's portfolio value fell 8% quarter-over-quarter to $77.6M.
Based on Unterberg Capital's 13F filing for Q3 2018, filed 24 Oct 2018.