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DFIG

Dragon Financial & Investment Group Portfolio holdings

AUM $88.2M
1-Year Est. Return 7.87%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+7.87%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$88.2M
AUM Growth
+$826K
Cap. Flow
-$2.37M
Cap. Flow %
-2.69%
Top 10 Hldgs %
95.91%
Holding
32
New
1
Increased
–
Reduced
22
Closed
9

Top Buys

Rank Stock Value
1
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$11.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.48M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.19M
3
CRBN icon
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
+$978K
4
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$709K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$586K

Sector Composition

Rank Sector Weight
1 Financials 0.62%
2 Healthcare 0.47%
3 Technology 0.3%
4 Industrials 0.28%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$28M 31.74%
96,323
-12,233
-11% -$3.48M
SCHZ icon
2
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$19M 21.59%
758,050
-86,624
-10% -$2.19M
XLG icon
3
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$11.9M 13.46%
+567,840
New +$11.6M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.45M 8.45%
172,210
-12,700
-7% -$547K
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.22M 5.92%
127,379
-13,940
-10% -$586K
HEFA icon
6
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$4.82M 5.46%
160,971
-24,019
-13% -$709K
XLV icon
7
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.4M 3.86%
35,750
-5,590
-14% -$505K
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.99M 3.39%
108,561
-16,430
-13% -$460K
CRBN icon
9
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.12B
$1.4M 1.59%
11,692
-8,269
-41% -$978K
VEU icon
10
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$407K 0.46%
7,813
-2,292
-23% -$119K
DSI icon
11
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$382K 0.43%
7,162
-5,064
-41% -$267K
SHE icon
12
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
$364K 0.41%
4,743
-3,217
-40% -$243K
IVV icon
13
iShares Core S&P 500 ETF
IVV
$876B
$348K 0.39%
1,190
-191
-14% -$54.8K
ESGD icon
14
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$320K 0.36%
4,835
-3,335
-41% -$219K
AET
15
DELISTED
Aetna Inc
AET
$315K 0.36%
1,551
-777
-33% -$152K
ESGE icon
16
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$303K 0.34%
9,080
-6,255
-41% -$210K
AAPL icon
17
Apple
AAPL
$4.89T
$267K 0.3%
4,736
-1,684
-26% -$87.7K
MMM icon
18
3M
MMM
$89B
$243K 0.28%
1,378
-670
-33% -$115K
V icon
19
Visa
V
$677B
$232K 0.26%
1,549
-1,521
-50% -$216K
HD icon
20
Home Depot
HD
$332B
$209K 0.24%
1,009
-851
-46% -$171K
BIIB icon
21
Biogen
BIIB
$29.9B
$208K 0.24%
589
-467
-44% -$161K
JNJ icon
22
Johnson & Johnson
JNJ
$634B
$208K 0.24%
1,506
-611
-29% -$81.2K
DIS icon
23
Walt Disney
DIS
$165B
$207K 0.23%
1,772
-814
-31% -$90.6K
DHR icon
24
Danaher
DHR
$135B
– –
-2,967
Closed -$260K
EA icon
25
Electronic Arts
EA
$52.4B
– –
-1,923
Closed -$271K
1
2

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Dragon Financial & Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Dragon Financial & Investment Group held 32 positions worth $88.2M, up 0.95% from $87.4M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Dragon Financial & Investment Group's Q3 2018 filing shows 1 new, 22 reduced and 9 closed positions. Its largest new stake was Invesco S&P 500 Top 50 ETF: 567,840 shares worth $11.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.48M.

By sector, the portfolio is most concentrated in Financials at 0.62% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Technology.

  • Dragon Financial & Investment Group's largest Q3 2018 buy was Invesco S&P 500 Top 50 ETF: 567,840 shares worth $11.9M.
  • Dragon Financial & Investment Group's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.48M.
  • Dragon Financial & Investment Group fully exited Microsoft in Q3 2018, selling an estimated $340K.
  • Dragon Financial & Investment Group's ten largest holdings make up 96% of its $88.2M portfolio in Q3 2018.
  • Dragon Financial & Investment Group opened 1 new position and closed 9 in Q3 2018.
  • Dragon Financial & Investment Group's portfolio value rose 0.95% quarter-over-quarter to $88.2M.

Based on Dragon Financial & Investment Group's 13F filing for Q3 2018, filed 19 Oct 2018.