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DFIG

Dragon Financial & Investment Group Portfolio holdings

AUM $88.2M
1-Year Est. Return 7.87%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+7.87%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$88.2M
AUM Growth
+$826K
Cap. Flow
-$2.37M
Cap. Flow %
-2.69%
Top 10 Hldgs %
95.91%
Holding
32
New
1
Increased
–
Reduced
22
Closed
9

Top Buys

Rank Stock Value
1
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$11.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.48M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.19M
3
CRBN icon
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
+$978K
4
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$709K
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$586K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.86%
2 Financials 0.62%
3 Healthcare 0.47%
4 Technology 0.3%
5 Industrials 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
26
GE Aerospace
GE
$336B
– –
-2,563
Closed -$167K
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.14T
– –
-4,800
Closed -$271K
INTC icon
28
Intel
INTC
$544B
– –
-4,232
Closed -$210K
MSFT icon
29
Microsoft
MSFT
$3.68T
– –
-3,445
Closed -$340K
NKE icon
30
Nike
NKE
$54.6B
– –
-2,696
Closed -$215K
PEP icon
31
PepsiCo
PEP
$186B
– –
-2,940
Closed -$320K
WFC icon
32
Wells Fargo
WFC
$273B
– –
-4,647
Closed -$258K
1
2

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Dragon Financial & Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Dragon Financial & Investment Group held 32 positions worth $88.2M, up 0.95% from $87.4M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Dragon Financial & Investment Group's Q3 2018 filing shows 1 new, 22 reduced and 9 closed positions. Its largest new stake was Invesco S&P 500 Top 50 ETF: 567,840 shares worth $11.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, up from 94% a quarter earlier, followed by Financials and Healthcare.

  • Dragon Financial & Investment Group's largest Q3 2018 buy was Invesco S&P 500 Top 50 ETF: 567,840 shares worth $11.9M.
  • Dragon Financial & Investment Group's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.48M.
  • Dragon Financial & Investment Group fully exited Microsoft in Q3 2018, selling an estimated $340K.
  • Dragon Financial & Investment Group's ten largest holdings make up 96% of its $88.2M portfolio in Q3 2018.
  • Dragon Financial & Investment Group opened 1 new position and closed 9 in Q3 2018.
  • Dragon Financial & Investment Group's portfolio value rose 0.95% quarter-over-quarter to $88.2M.

Based on Dragon Financial & Investment Group's 13F filing for Q3 2018, filed 19 Oct 2018.