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Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Est. Return 51.86%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$80.6M
AUM Growth
+$2.71M
Cap. Flow
+$1.97M
Cap. Flow %
2.45%
Top 10 Hldgs %
56.98%
Holding
28
New
4
Increased
10
Reduced
6
Closed
4
Avg Time Held
1.7 quarters
Top 10 Avg Time Held
1.1 quarters
Top 20 Avg Time Held
1.7 quarters

Top Buys

Rank Stock Value
1
CHKP icon
Check Point Software Technologies
CHKP
+$2.75M
2
RCM icon
R1 RCM Inc. Common Stock
RCM
+$2.35M
3
ASPU
ASPEN GROUP, INC.
ASPU
+$2.34M
4
EFII
Electronics for Imaging
EFII
+$1.84M
5
EMKR icon
Emcore Corp
EMKR
+$1.84M

Top Sells

Rank Stock Value
1
FSNN
Fusion Connect, Inc. Common Stock
FSNN
+$5.14M
2
MOBL
MobileIron, Inc.
MOBL
+$2.56M
3
DTRM
Determine, Inc. Common Stock
DTRM
+$1.73M
4
MATR icon
Mattersight Corp.
MATR
+$1.71M
5
CHGG icon
Chegg
CHGG
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 74.95%
2 Industrials 16.61%
3 Consumer Staples 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CYRN
1
DELISTED
CYREN Ltd.
CYRN
$8.23M 10.2%
227,245
– –
2016 Q4
3 quarters
VRNS icon
2
Varonis Systems
VRNS
$5.76B
$4.82M 5.98%
345,000
-30,000
-8% -$387K
2017 Q1
2 quarters
MNDT
3
DELISTED
Mandiant, Inc. Common Stock
MNDT
$4.61M 5.72%
275,000
+10,000
+4% +$154K
2017 Q2
1 quarter
WEB
4
DELISTED
Web.com Group, Inc.
WEB
$4.5M 5.58%
180,000
-20,000
-10% -$480K
2017 Q1
2 quarters
CHGG icon
5
Chegg
CHGG
$81.7M
$4.45M 5.52%
300,000
-75,000
-20% -$1.07M
2016 Q4
3 quarters
EFII
6
DELISTED
Electronics for Imaging
EFII
$4.27M 5.29%
100,000
+45,000
+82% +$1.84M
2016 Q4
3 quarters
CARB
7
DELISTED
Carbonite Inc
CARB
$4.07M 5.05%
185,000
+5,000
+3% +$106K
2016 Q4
3 quarters
CY
8
DELISTED
Cypress Semiconductor
CY
$3.75M 4.66%
250,000
+90,000
+56% +$1.26M
2017 Q2
1 quarter
ASUR icon
9
Asure Software
ASUR
$212M
$3.73M 4.62%
300,000
+100,000
+50% +$1.24M
2017 Q2
1 quarter
EMKR icon
10
DELISTED
Emcore Corp
EMKR
$3.53M 4.37%
43,000
+19,000
+79% +$1.84M
2017 Q1
2 quarters
MITK icon
11
Mitek Systems
MITK
$799M
$3.52M 4.36%
370,000
– –
2017 Q1
2 quarters
RATE icon
12
DELISTED
Bankrate Inc
RATE
$3.49M 4.33%
250,000
– –
2017 Q2
1 quarter
ATTU
13
DELISTED
Attunity Ltd
ATTU
$3.09M 3.83%
460,000
+20,000
+5% +$137K
2016 Q4
3 quarters
KRNT icon
14
Kornit Digital
KRNT
$786M
$3.06M 3.79%
200,000
+50,000
+33% +$912K
2017 Q1
2 quarters
VRTU
15
DELISTED
Virtusa Corporation
VRTU
$3.02M 3.75%
80,000
-20,000
-20% -$687K
2017 Q2
1 quarter
CHKP icon
16
Check Point Software Technologies
CHKP
$14B
$2.85M 3.54%
+25,000
New +$2.75M
2017 Q3
0 quarters
IOTS
17
DELISTED
Adesto Technologies Corp
IOTS
$2.71M 3.36%
345,000
+30,000
+10% +$182K
2017 Q2
1 quarter
SPNS icon
18
DELISTED
Sapiens International
SPNS
$2.71M 3.36%
205,000
-45,000
-18% -$526K
2016 Q4
3 quarters
RCM icon
19
DELISTED
R1 RCM Inc. Common Stock
RCM
$2.58M 3.2%
+695,100
New +$2.35M
2017 Q3
0 quarters
ASPU
20
DELISTED
ASPEN GROUP, INC.
ASPU
$2.35M 2.92%
+375,000
New +$2.34M
2017 Q3
0 quarters
APPS icon
21
Digital Turbine
APPS
$1.27B
$2.04M 2.53%
1,350,000
+950,000
+238% +$1.12M
2017 Q2
1 quarter
SMSI icon
22
Smith Micro Software
SMSI
$14.6M
$1.25M 1.55%
27,883
– –
2016 Q4
3 quarters
ON icon
23
ON Semiconductor
ON
$30.2B
$1.11M 1.37%
+60,000
New +$966K
2017 Q3
0 quarters
MOBL
24
DELISTED
MobileIron, Inc.
MOBL
$925K 1.15%
250,000
-570,000
-70% -$2.56M
2016 Q4
3 quarters
VERI icon
25
Veritone
VERI
$56.2M
– –
-80,000
Closed -$937K –
1
2

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Unterberg Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Unterberg Capital held 28 positions worth $80.6M, up 3.5% from $77.9M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Unterberg Capital's Q3 2017 filing shows 4 new, 10 increased, 6 reduced and 4 closed positions. Its largest new stake was Check Point Software Technologies: 25,000 shares worth $2.85M. The largest sale was Fusion Connect, Inc. Common Stock, an estimated $5.14M.

By sector, the portfolio is most concentrated in Technology at 75% of assets, down from 76% a quarter earlier, followed by Industrials and Consumer Staples.

  • Unterberg Capital's largest Q3 2017 buy was Check Point Software Technologies: 25,000 shares worth $2.85M.
  • Unterberg Capital added most to Electronics for Imaging in Q3 2017, an estimated $1.84M increase.
  • Unterberg Capital's biggest Q3 2017 reduction was MobileIron, Inc., cutting an estimated $2.56M.
  • Unterberg Capital fully exited Fusion Connect, Inc. Common Stock in Q3 2017, selling an estimated $5.14M.
  • Unterberg Capital's ten largest holdings make up 57% of its $80.6M portfolio in Q3 2017.
  • Unterberg Capital opened 4 new positions and closed 4 in Q3 2017.
  • Unterberg Capital's portfolio value rose 3.5% quarter-over-quarter to $80.6M.

Based on Unterberg Capital's 13F filing for Q3 2017, filed 13 Nov 2017.