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Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Est. Return 51.86%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.6M
AUM Growth
-$6.74M
Cap. Flow
-$10.2M
Cap. Flow %
-13.08%
Top 10 Hldgs %
72.57%
Holding
26
New
2
Increased
7
Reduced
5
Closed
8

Top Buys

Rank Stock Value
1
ASUR icon
Asure Software
ASUR
+$4.95M
2
IOTS
Adesto Technologies Corp
IOTS
+$1.15M
3
GAIA icon
Gaia
GAIA
+$897K
4
RCM
R1 RCM Inc. Common Stock
RCM
+$456K
5
EFII
Electronics for Imaging
EFII
+$339K

Top Sells

Rank Stock Value
1
KRNT icon
Kornit Digital
KRNT
+$4.63M
2
MNDT
Mandiant, Inc. Common Stock
MNDT
+$4.62M
3
RDNW
RideNow Group
RDNW
+$2.56M
4
ATTU
Attunity Ltd
ATTU
+$1.7M
5
LKFT
Lakefront Biotherapeutics American Depositary Shares
LKFT
+$1.11M

Sector Composition

Rank Sector Weight
1 Technology 55.67%
2 Industrials 15.97%
3 Communication Services 15.3%
4 Consumer Staples 10.55%
5 Healthcare 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEAF
26
DELISTED
Leaf Group Ltd.
LEAF
– –
-48,000
Closed -$521K
1
2

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Unterberg Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Unterberg Capital held 26 positions worth $77.6M, down 8% from $84.4M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Unterberg Capital withdrew a net $10.2M in Q3 2018, closing 8 positions and reducing 5 holdings. Its most notable exit was Kornit Digital, an estimated $4.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 56% of assets, up from 49% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Unterberg Capital opened a new position in Asure Software worth $4.22M.

  • Unterberg Capital's largest Q3 2018 buy was Asure Software: 340,000 shares worth $4.22M.
  • Unterberg Capital added most to Adesto Technologies Corp in Q3 2018, an estimated $1.15M increase.
  • Unterberg Capital's biggest Q3 2018 reduction was Attunity Ltd, cutting an estimated $1.7M.
  • Unterberg Capital fully exited Kornit Digital in Q3 2018, selling an estimated $4.63M.
  • Unterberg Capital's ten largest holdings make up 73% of its $77.6M portfolio in Q3 2018.
  • Unterberg Capital opened 2 new positions and closed 8 in Q3 2018.
  • Unterberg Capital's portfolio value fell 8% quarter-over-quarter to $77.6M.

Based on Unterberg Capital's 13F filing for Q3 2018, filed 24 Oct 2018.