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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$782M
AUM Growth
+$169M
Cap. Flow
+$174M
Cap. Flow %
22.26%
Top 10 Hldgs %
71.03%
Holding
58
New
10
Increased
13
Reduced
8
Closed
5

Top Buys

Rank Stock Value
1
CCOI icon
Cogent Communications
CCOI
+$12.3M
2
DD icon
DuPont de Nemours
DD
+$8.77M
3
TWX
Time Warner Inc
TWX
+$6.2M
4
WBA
Walgreens Boots Alliance
WBA
+$3.12M
5
GE icon
GE Aerospace
GE
+$2.08M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$7.87M
2
MSFT icon
Microsoft
MSFT
+$7.31M
3
CSTM icon
Constellium
CSTM
+$2.31M
4
AMZN icon
Amazon
AMZN
+$650K
5
ORCL icon
Oracle
ORCL
+$608K

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Technology 6.16%
3 Communication Services 5.58%
4 Consumer Discretionary 2.4%
5 Consumer Staples 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$338B
$628K 0.08%
7,500
– –
GEN icon
52
CALL
Gen Digital
GEN
$16.9B
$588K 0.08%
25,000
– –
CSCO icon
53
Cisco
CSCO
$457B
$189K 0.02%
7,500
– –
AMZN icon
54
Amazon
AMZN
$3.06T
– –
-40,000
Closed -$650K
NX icon
55
Quanex
NX
$883M
– –
-10,131
Closed -$181K
ORCL icon
56
Oracle
ORCL
$409B
– –
-15,000
Closed -$608K
ORCL icon
57
PUT
Oracle
ORCL
$409B
– –
-10,900
Closed -$442K
DWA
58
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-338,300
Closed -$7.87M
1 2
3

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Ulysses Management's Q3 2014 Portfolio in Review

As of Q3 2014, Ulysses Management held 58 positions worth $782M, up 28% from $613M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Ulysses Management deployed $174M of net new capital in Q3 2014, opening 10 new positions and adding to 13 existing holdings. Its largest new stake was DuPont de Nemours: 65,748 shares worth $8.73M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 11% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Microsoft, an estimated $7.31M trimmed.

  • Ulysses Management's largest Q3 2014 buy was DuPont de Nemours: 65,748 shares worth $8.73M.
  • Ulysses Management added most to Cogent Communications in Q3 2014, an estimated $12.3M increase.
  • Ulysses Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $7.31M.
  • Ulysses Management fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2014, selling an estimated $7.87M.
  • Ulysses Management's ten largest holdings make up 71% of its $782M portfolio in Q3 2014.
  • Ulysses Management opened 10 new positions and closed 5 in Q3 2014.
  • Ulysses Management's portfolio value rose 28% quarter-over-quarter to $782M.

Based on Ulysses Management's 13F filing for Q3 2014, filed 14 Nov 2014.