We are live on ! Find out more
UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$778M
AUM Growth
+$151M
Cap. Flow
+$124M
Cap. Flow %
15.95%
Top 10 Hldgs %
84.21%
Holding
60
New
15
Increased
11
Reduced
11
Closed
10

Top Buys

Rank Stock Value
1
EXPE icon
Expedia Group
EXPE
+$8.28M
2
OUTR
OUTERWALL INC
OUTR
+$4.42M
3
XOM icon
ExxonMobil
XOM
+$1.58M
4
ERIC icon
Ericsson
ERIC
+$1.55M
5
IDCC icon
InterDigital
IDCC
+$1.51M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$15M
2
VOD icon
Vodafone
VOD
+$11.3M
3
AIG icon
American International
AIG
+$10.2M
4
SFLY
Shutterfly, Inc.
SFLY
+$7.78M
5
TMUS icon
T-Mobile US
TMUS
+$5.44M

Sector Composition

Rank Sector Weight
1 Financials 6.42%
2 Technology 4.44%
3 Communication Services 2.6%
4 Consumer Discretionary 2.53%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
51
Comcast
CMCSA
$87.2B
– –
-80,000
Closed -$1.67M
EBAY icon
52
CALL
eBay
EBAY
$47.6B
– –
-47,520
Closed -$1.03M
JNJ icon
53
Johnson & Johnson
JNJ
$613B
– –
-175,000
Closed -$15M
LLY icon
54
CALL
Eli Lilly
LLY
$1,000B
– –
-50,000
Closed -$2.46M
LLY icon
55
Eli Lilly
LLY
$1,000B
– –
-5,000
Closed -$245K
NLY icon
56
Annaly Capital Management
NLY
$17.2B
– –
-12,500
Closed -$629K
QCOM icon
57
Qualcomm
QCOM
$159B
– –
-35,000
Closed -$2.14M
TIVO
58
DELISTED
Tivo Inc
TIVO
– –
-80,000
Closed -$1.83M
VOCS
59
DELISTED
VOCUS INC
VOCS
– –
-10,190
Closed -$107K
EBIX
60
DELISTED
Ebix Inc
EBIX
– –
-95,000
Closed -$1.03M
1 2
3

Similar funds

OWA
One Wealth Advisors San Francisco, California $803M AUM 17.67% 1-Year Est. Return
AAM
ACK Asset Management Greenwich, Connecticut $801M AUM 60.42% 1-Year Est. Return
IAM
Infinitum Asset Management Fort Lauderdale, Florida $801M AUM 8.83% 1-Year Est. Return
AF
Ally Financial Detroit, Michigan $804M AUM 0.18% 1-Year Est. Return
NW
Naviter Wealth Little Rock, Arkansas $801M AUM 22.2% 1-Year Est. Return
LWM
Liberty Wealth Management Oakland, California $800M AUM 20.44% 1-Year Est. Return
CG
Cynosure Group Salt Lake City, Utah $800M AUM 16.39% 1-Year Est. Return
CL
CVFG LLC Shelbyville, Indiana $804M AUM 27.61% 1-Year Est. Return

Ulysses Management's Q3 2013 Portfolio in Review

As of Q3 2013, Ulysses Management held 60 positions worth $778M, up 24% from $626M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Ulysses Management deployed $124M of net new capital in Q3 2013, opening 15 new positions and adding to 11 existing holdings. Its largest new stake was ExxonMobil: 17,500 shares worth $1.51M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 9.1% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Vodafone, an estimated $11.3M trimmed.

  • Ulysses Management's largest Q3 2013 buy was ExxonMobil: 17,500 shares worth $1.51M.
  • Ulysses Management added most to Expedia Group in Q3 2013, an estimated $8.28M increase.
  • Ulysses Management's biggest Q3 2013 reduction was Vodafone, cutting an estimated $11.3M.
  • Ulysses Management fully exited Johnson & Johnson in Q3 2013, selling an estimated $15M.
  • Ulysses Management's ten largest holdings make up 84% of its $778M portfolio in Q3 2013.
  • Ulysses Management opened 15 new positions and closed 10 in Q3 2013.
  • Ulysses Management's portfolio value rose 24% quarter-over-quarter to $778M.

Based on Ulysses Management's 13F filing for Q3 2013, filed 14 Nov 2013.