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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$415M
AUM Growth
-$284M
Cap. Flow
-$298M
Cap. Flow %
-71.71%
Top 10 Hldgs %
67.18%
Holding
51
New
4
Increased
9
Reduced
27
Closed
10

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$21.2M
2
MTCH icon
Match Group
MTCH
+$6.78M
3
USB icon
US Bancorp
USB
+$2.57M
4
ANGI icon
Angi Inc
ANGI
+$1.9M
5
SIVB
SVB Financial Group
SIVB
+$1.24M

Top Sells

Rank Stock Value
1
UBER icon
Uber
UBER
+$11M
2
AMZN icon
Amazon
AMZN
+$9.43M
3
TMUS icon
T-Mobile US
TMUS
+$7.78M
4
MSFT icon
Microsoft
MSFT
+$5.74M
5
CZR icon
Caesars Entertainment
CZR
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 27.65%
2 Communication Services 20.32%
3 Financials 11.24%
4 Consumer Discretionary 8.63%
5 Industrials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTB icon
26
Bank of N.T. Butterfield & Son
NTB
$2.43B
$1.34M 0.32%
45,000
+15,000
+50% +$496K
OPAD icon
27
Offerpad Solutions
OPAD
$18.3M
$1.3M 0.31%
18,754
-551
-3% -$63.6K
HD icon
28
Home Depot
HD
$331B
$1.26M 0.3%
+4,000
New +$1.22M
SIVB
29
DELISTED
SVB Financial Group
SIVB
$1.15M 0.28%
+5,000
New +$1.24M
MRNA icon
30
Moderna
MRNA
$21.8B
$1.08M 0.26%
6,000
-3,000
-33% -$491K
VRT icon
31
Vertiv
VRT
$93B
$1.02M 0.25%
75,000
-15,000
-17% -$200K
TBBK icon
32
The Bancorp
TBBK
$2.79B
$993K 0.24%
35,000
-5,000
-13% -$138K
CUBI icon
33
Customers Bancorp
CUBI
$2.66B
$992K 0.24%
35,000
-5,000
-13% -$156K
JPM icon
34
JPMorgan Chase
JPM
$935B
$925K 0.22%
6,900
-3,100
-31% -$393K
FG icon
35
F&G Annuities & Life
FG
$3.79B
$663K 0.16%
+33,142
New +$675K
ERIC icon
36
Ericsson
ERIC
$32.2B
$584K 0.14%
100,000
+40,000
+67% +$240K
SBNY
37
DELISTED
Signature Bank
SBNY
$576K 0.14%
5,000
-3,000
-38% -$412K
TBLAW
38
DELISTED
Taboola.com Ltd Warrant
TBLAW
$44.1K 0.01%
90,000
-10,000
-10% -$3.77K
ACHR.WS icon
39
Archer Aviation Redeemable Warrants
ACHR.WS
$21.4M
$28.9K 0.01%
112,467
-12,533
-10% -$4.98K
CTV.WS
40
DELISTED
Innovid Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
CTV.WS
$8.88K ﹤0.01%
22,187
-3,030
-12% -$1.33K
SLACW
41
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$1.43K ﹤0.01%
22,000
-3,000
-12% -$451
AAPL icon
42
Apple
AAPL
$4.54T
– –
-5,000
Closed -$691K
APD icon
43
Air Products & Chemicals
APD
$65.7B
– –
-8,000
Closed -$1.86M
CZR icon
44
CALL
Caesars Entertainment
CZR
$6.06B
– –
-250,000
Closed -$8.06M
DD icon
45
DuPont de Nemours
DD
$18.5B
– –
-12,109
Closed -$766K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.36T
– –
-5,000
Closed -$478K
IWM icon
47
PUT
iShares Russell 2000 ETF
IWM
$81.5B
– –
-350,000
Closed -$57.7M
TFIN icon
48
Triumph Financial Inc
TFIN
$1.81B
– –
-80,000
Closed -$4.35M
UNH icon
49
UnitedHealth
UNH
$376B
– –
-3,000
Closed -$1.51M
VYX icon
50
NCR Voyix
VYX
$1.14B
– –
-40,750
Closed -$475K
1
2
3

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Ulysses Management's Q4 2022 Portfolio in Review

As of Q4 2022, Ulysses Management held 51 positions worth $415M, down 41% from $699M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Ulysses Management withdrew a net $298M in Q4 2022, closing 10 positions and reducing 27 holdings. Its most notable exit was Triumph Financial Inc, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 19% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Ulysses Management opened a new position in US Bancorp worth $2.62M.

  • Ulysses Management's largest Q4 2022 buy was US Bancorp: 60,000 shares worth $2.62M.
  • Ulysses Management added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2022, an estimated $21.2M increase.
  • Ulysses Management's biggest Q4 2022 reduction was Uber, cutting an estimated $11M.
  • Ulysses Management fully exited Triumph Financial Inc in Q4 2022, selling an estimated $4.35M.
  • Ulysses Management's ten largest holdings make up 67% of its $415M portfolio in Q4 2022.
  • Ulysses Management opened 4 new positions and closed 10 in Q4 2022.
  • Ulysses Management's portfolio value fell 41% quarter-over-quarter to $415M.

Based on Ulysses Management's 13F filing for Q4 2022, filed 14 Feb 2023.