UM

Ulysses Management Portfolio holdings

AUM $464M
1-Year Return 9.19%
This Quarter Return
+1.3%
1 Year Return
+9.19%
3 Year Return
+29.34%
5 Year Return
+51.95%
10 Year Return
+116.79%
AUM
$314M
AUM Growth
+$26.2M
Cap. Flow
+$20.7M
Cap. Flow %
6.59%
Top 10 Hldgs %
61.85%
Holding
51
New
6
Increased
7
Reduced
8
Closed
4

Top Buys

1
CCOI icon
Cogent Communications
CCOI
$12.1M
2
DD icon
DuPont de Nemours
DD
$8.73M
3
TWX
Time Warner Inc
TWX
$6.02M
4
WBA
Walgreens Boots Alliance
WBA
$2.82M
5
GE icon
GE Aerospace
GE
$2.05M

Top Sells

1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$7.87M
2
MSFT icon
Microsoft
MSFT
$7.6M
3
CSTM icon
Constellium
CSTM
$1.97M
4
MOVE
MOVE INC COM STK NEW (DE)
MOVE
$716K
5
AMZN icon
Amazon
AMZN
$650K

Sector Composition

1 Financials 20.43%
2 Technology 15.32%
3 Communication Services 13.89%
4 Consumer Discretionary 5.97%
5 Consumer Staples 5.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WBA
26
DELISTED
Walgreens Boots Alliance
WBA
$2.82M 0.36%
+47,500
New +$2.82M
BSRR icon
27
Sierra Bancorp
BSRR
$417M
$2.11M 0.27%
126,000
– –
BANC icon
28
Banc of California
BANC
$2.68B
$2.09M 0.27%
180,000
– –
GE icon
29
GE Aerospace
GE
$299B
$2.05M 0.26%
+16,693
New +$2.05M
AVHI
30
DELISTED
A V Homes, Inc.
AVHI
$1.99M 0.25%
135,595
– –
ERIC icon
31
Ericsson
ERIC
$26.5B
$1.57M 0.2%
125,000
– –
PMT
32
PennyMac Mortgage Investment
PMT
$1.09B
$1.5M 0.19%
70,000
– –
CSTM icon
33
Constellium
CSTM
$1.95B
$1.48M 0.19%
60,000
-80,000
-57% -$1.97M
ESV
34
DELISTED
Ensco Rowan plc
ESV
$1.03M 0.13%
+6,250
New +$1.03M
RDC
35
DELISTED
Rowan Companies Plc
RDC
$1.01M 0.13%
+40,000
New +$1.01M
RKUS
36
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$1M 0.13%
75,000
– –
PEP icon
37
PepsiCo
PEP
$201B
$931K 0.12%
10,000
– –
PG icon
38
Procter & Gamble
PG
$373B
$628K 0.08%
7,500
– –
CSCO icon
39
Cisco
CSCO
$269B
$189K 0.02%
7,500
– –
AAPL icon
40
Apple
AAPL
$3.56T
– –
0
– –
AMZN icon
41
Amazon
AMZN
$2.51T
– –
-40,000
Closed -$650K
DDD icon
42
3D Systems Corporation
DDD
$263M
– –
0
– –
GEN icon
43
Gen Digital
GEN
$18.2B
– –
0
– –
GOOG icon
44
Alphabet (Google) Class C
GOOG
$2.81T
– –
0
– –
IWM icon
45
iShares Russell 2000 ETF
IWM
$67.4B
– –
0
– –
MU icon
46
Micron Technology
MU
$139B
– –
0
– –
NX icon
47
Quanex
NX
$961M
– –
-10,131
Closed -$181K
ORCL icon
48
Oracle
ORCL
$626B
– –
-15,000
Closed -$608K
SPY icon
49
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
DWA
50
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-338,300
Closed -$7.87M
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