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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$782M
AUM Growth
+$169M
Cap. Flow
+$174M
Cap. Flow %
22.26%
Top 10 Hldgs %
71.03%
Holding
58
New
10
Increased
13
Reduced
8
Closed
5

Top Buys

Rank Stock Value
1
CCOI icon
Cogent Communications
CCOI
+$12.3M
2
DD icon
DuPont de Nemours
DD
+$8.77M
3
TWX
Time Warner Inc
TWX
+$6.2M
4
WBA
Walgreens Boots Alliance
WBA
+$3.12M
5
GE icon
GE Aerospace
GE
+$2.08M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$7.87M
2
MSFT icon
Microsoft
MSFT
+$7.31M
3
CSTM icon
Constellium
CSTM
+$2.31M
4
AMZN icon
Amazon
AMZN
+$650K
5
ORCL icon
Oracle
ORCL
+$608K

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Technology 6.16%
3 Communication Services 5.58%
4 Consumer Discretionary 2.4%
5 Consumer Staples 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
26
CALL
Alphabet (Google) Class C
GOOG
$4.56T
$5.88M 0.75%
+200,549
New +$5.8M
NOVB
27
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$4.94M 0.63%
228,895
-1,105
-0.5% -$23.8K
IMCB
28
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
$4.87M 0.62%
260,000
– –
IDCC icon
29
CALL
InterDigital
IDCC
$7.98B
$3.98M 0.51%
+100,000
New +$4.4M
BPOP icon
30
Popular Inc
BPOP
$11.1B
$3.83M 0.49%
130,000
-11,500
-8% -$367K
LAMR icon
31
Lamar Advertising Co
LAMR
$16B
$3.45M 0.44%
70,000
+20,000
+40% +$1.03M
CALY
32
Callaway Golf Company
CALY
$3.43B
$3.04M 0.39%
420,000
– –
AAPL icon
33
CALL
Apple
AAPL
$4.46T
$3.02M 0.39%
120,000
+20,000
+20% +$491K
TMUS icon
34
CALL
T-Mobile US
TMUS
$190B
$2.89M 0.37%
+100,000
New +$3.08M
EBAY icon
35
eBay
EBAY
$47.6B
$2.83M 0.36%
118,800
+40,392
+52% +$898K
WBA
36
DELISTED
Walgreens Boots Alliance
WBA
$2.82M 0.36%
+47,500
New +$3.12M
BSRR icon
37
Sierra Bancorp
BSRR
$524M
$2.11M 0.27%
126,000
– –
BANC icon
38
Banc of California
BANC
$3.05B
$2.09M 0.27%
180,000
– –
GE icon
39
GE Aerospace
GE
$383B
$2.05M 0.26%
+16,693
New +$2.08M
DDD icon
40
PUT
3D Systems Corp
DDD
$462M
$2.02M 0.26%
43,500
– –
AVHI
41
DELISTED
A V Homes, Inc.
AVHI
$1.99M 0.25%
135,595
– –
ERIC icon
42
Ericsson
ERIC
$33.1B
$1.57M 0.2%
125,000
– –
PMT
43
PennyMac Mortgage Investment
PMT
$823M
$1.5M 0.19%
70,000
– –
CSTM icon
44
Constellium
CSTM
$3.85B
$1.48M 0.19%
60,000
-80,000
-57% -$2.31M
MU icon
45
CALL
Micron Technology
MU
$937B
$1.37M 0.18%
40,000
+10,000
+33% +$324K
CSCO icon
46
CALL
Cisco
CSCO
$457B
$1.26M 0.16%
50,000
– –
ESV
47
DELISTED
Ensco Rowan plc
ESV
$1.03M 0.13%
+6,250
New +$1.24M
RDC
48
DELISTED
Rowan Companies Plc
RDC
$1.01M 0.13%
+40,000
New +$1.18M
RKUS
49
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$1M 0.13%
75,000
– –
PEP icon
50
PepsiCo
PEP
$191B
$931K 0.12%
10,000
– –
1
2
3

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Ulysses Management's Q3 2014 Portfolio in Review

As of Q3 2014, Ulysses Management held 58 positions worth $782M, up 28% from $613M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Ulysses Management deployed $174M of net new capital in Q3 2014, opening 10 new positions and adding to 13 existing holdings. Its largest new stake was DuPont de Nemours: 65,748 shares worth $8.73M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 11% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Microsoft, an estimated $7.31M trimmed.

  • Ulysses Management's largest Q3 2014 buy was DuPont de Nemours: 65,748 shares worth $8.73M.
  • Ulysses Management added most to Cogent Communications in Q3 2014, an estimated $12.3M increase.
  • Ulysses Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $7.31M.
  • Ulysses Management fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2014, selling an estimated $7.87M.
  • Ulysses Management's ten largest holdings make up 71% of its $782M portfolio in Q3 2014.
  • Ulysses Management opened 10 new positions and closed 5 in Q3 2014.
  • Ulysses Management's portfolio value rose 28% quarter-over-quarter to $782M.

Based on Ulysses Management's 13F filing for Q3 2014, filed 14 Nov 2014.