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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$508M
AUM Growth
-$76.2M
Cap. Flow
-$71.8M
Cap. Flow %
-14.13%
Top 10 Hldgs %
68.56%
Holding
65
New
14
Increased
14
Reduced
11
Closed
10

Top Buys

Rank Stock Value
1
CCK icon
Crown Holdings
CCK
+$11.7M
2
SFLY
Shutterfly, Inc.
SFLY
+$9.2M
3
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$7.57M
4
MOVE
MOVE INC COM STK NEW (DE)
MOVE
+$4.78M
5
IL
IntraLinks Holdings Inc.
IL
+$4.27M

Top Sells

Rank Stock Value
1
OUTR
OUTERWALL INC
OUTR
+$7.6M
2
C icon
Citigroup
C
+$5.98M
3
ARMK icon
Aramark
ARMK
+$1.57M
4
PPLI
People Inc
PPLI
+$1.44M
5
EMC
EMC CORPORATION
EMC
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 9.84%
2 Technology 8.54%
3 Communication Services 6.69%
4 Consumer Discretionary 4.01%
5 Consumer Staples 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
26
PUT
3D Systems Corp
DDD
$462M
$3.24M 0.64%
54,700
+11,200
+26% +$835K
BANC icon
27
Banc of California
BANC
$3.05B
$2.45M 0.48%
200,000
+175,017
+701% +$2.27M
AVHI
28
DELISTED
A V Homes, Inc.
AVHI
$2.39M 0.47%
132,287
– –
EXPE icon
29
Expedia Group
EXPE
$35.8B
$2.17M 0.43%
30,000
-15,000
-33% -$1.09M
IL
30
CALL
DELISTED
IntraLinks Holdings Inc.
IL
$2.05M 0.4%
+200,000
New +$2.18M
CCOI icon
31
Cogent Communications
CCOI
$663M
$1.95M 0.38%
+55,000
New +$2.15M
BSRR icon
32
Sierra Bancorp
BSRR
$524M
$1.91M 0.38%
+120,000
New +$1.93M
S
33
PUT
DELISTED
Sprint Corporation
S
$1.84M 0.36%
200,000
-100,000
-33% -$879K
EBAY icon
34
eBay
EBAY
$47.6B
$1.82M 0.36%
78,408
+19,008
+32% +$441K
OUTR
35
DELISTED
OUTERWALL INC
OUTR
$1.7M 0.34%
23,500
-111,500
-83% -$7.6M
ERIC icon
36
Ericsson
ERIC
$33.1B
$1.67M 0.33%
125,000
– –
AA icon
37
Alcoa
AA
$11.8B
$1.61M 0.32%
+52,018
New +$1.45M
PMT
38
PennyMac Mortgage Investment
PMT
$823M
$1.55M 0.31%
65,000
– –
PPLI
39
CALL
People Inc
PPLI
$3.13B
$1.43M 0.28%
111,908
-139,885
-56% -$1.8M
AAPL icon
40
CALL
Apple
AAPL
$4.46T
$1.34M 0.26%
70,000
-14,000
-17% -$266K
DFS
41
DELISTED
Discover Financial Services
DFS
$1.16M 0.23%
+20,000
New +$1.12M
OMF icon
42
OneMain Financial
OMF
$7.44B
$1.16M 0.23%
+46,050
New +$1.19M
CSCO icon
43
CALL
Cisco
CSCO
$457B
$1.12M 0.22%
+50,000
New +$1.1M
BRCM
44
DELISTED
BROADCOM CORP CL-A
BRCM
$944K 0.19%
30,000
– –
MWV
45
DELISTED
MEADWESTVACO CORP
MWV
$941K 0.19%
+25,000
New +$909K
PEP icon
46
PepsiCo
PEP
$191B
$835K 0.16%
10,000
– –
SNDK
47
DELISTED
SANDISK CORP
SNDK
$731K 0.14%
9,000
-8,500
-49% -$627K
UPS icon
48
United Parcel Service
UPS
$90.8B
$730K 0.14%
7,500
– –
MOVE
49
CALL
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$617K 0.12%
53,400
-25,000
-32% -$338K
ORCL icon
50
Oracle
ORCL
$409B
$614K 0.12%
15,000
+5,000
+50% +$190K
1
2
3

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Ulysses Management's Q1 2014 Portfolio in Review

As of Q1 2014, Ulysses Management held 65 positions worth $508M, down 13% from $584M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Ulysses Management withdrew a net $71.8M in Q1 2014, closing 10 positions and reducing 11 holdings. Its most notable exit was Aramark, an estimated $1.57M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 9.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Ulysses Management opened a new position in Crown Holdings worth $12.1M.

  • Ulysses Management's largest Q1 2014 buy was Crown Holdings: 270,000 shares worth $12.1M.
  • Ulysses Management added most to Shutterfly, Inc. in Q1 2014, an estimated $9.2M increase.
  • Ulysses Management's biggest Q1 2014 reduction was OUTERWALL INC, cutting an estimated $7.6M.
  • Ulysses Management fully exited Aramark in Q1 2014, selling an estimated $1.57M.
  • Ulysses Management's ten largest holdings make up 69% of its $508M portfolio in Q1 2014.
  • Ulysses Management opened 14 new positions and closed 10 in Q1 2014.
  • Ulysses Management's portfolio value fell 13% quarter-over-quarter to $508M.

Based on Ulysses Management's 13F filing for Q1 2014, filed 15 May 2014.