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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$778M
AUM Growth
+$151M
Cap. Flow
+$124M
Cap. Flow %
15.95%
Top 10 Hldgs %
84.21%
Holding
60
New
15
Increased
11
Reduced
11
Closed
10

Top Buys

Rank Stock Value
1
EXPE icon
Expedia Group
EXPE
+$8.28M
2
OUTR
OUTERWALL INC
OUTR
+$4.42M
3
XOM icon
ExxonMobil
XOM
+$1.58M
4
ERIC icon
Ericsson
ERIC
+$1.55M
5
IDCC icon
InterDigital
IDCC
+$1.51M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$15M
2
VOD icon
Vodafone
VOD
+$11.3M
3
AIG icon
American International
AIG
+$10.2M
4
SFLY
Shutterfly, Inc.
SFLY
+$7.78M
5
TMUS icon
T-Mobile US
TMUS
+$5.44M

Sector Composition

Rank Sector Weight
1 Financials 6.42%
2 Technology 4.44%
3 Communication Services 2.6%
4 Consumer Discretionary 2.53%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$643B
$1.51M 0.19%
+17,500
New +$1.58M
CVC
27
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$1.35M 0.17%
+80,000
New +$1.47M
IL
28
DELISTED
IntraLinks Holdings Inc.
IL
$1.31M 0.17%
149,190
-28,380
-16% -$248K
EMC
29
DELISTED
EMC CORPORATION
EMC
$1.28M 0.16%
50,000
– –
PMT
30
PennyMac Mortgage Investment
PMT
$823M
$1.25M 0.16%
+55,000
New +$1.2M
CALY
31
Callaway Golf Company
CALY
$3.43B
$1.25M 0.16%
175,000
– –
AAPL icon
32
CALL
Apple
AAPL
$4.46T
$1.19M 0.15%
+70,000
New +$1.16M
AVHI
33
DELISTED
A V Homes, Inc.
AVHI
$956K 0.12%
54,749
+3,534
+7% +$58.2K
PEP icon
34
PepsiCo
PEP
$191B
$795K 0.1%
10,000
– –
BRCM
35
DELISTED
BROADCOM CORP CL-A
BRCM
$780K 0.1%
30,000
-30,000
-50% -$847K
BPFH
36
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$777K 0.1%
70,000
-70,000
-50% -$766K
TIVO
37
DELISTED
TIVO INC
TIVO
$746K 0.1%
60,000
-15,000
-20% -$173K
VRNT
38
DELISTED
Verint Systems
VRNT
$741K 0.1%
39,260
– –
POT
39
DELISTED
Potash Corp Of Saskatchewan
POT
$626K 0.08%
+20,000
New +$663K
CKSW
40
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$609K 0.08%
100,000
-30,000
-23% -$209K
SNDK
41
DELISTED
SANDISK CORP
SNDK
$595K 0.08%
+10,000
New +$587K
PG icon
42
Procter & Gamble
PG
$338B
$567K 0.07%
7,500
– –
AAPL icon
43
Apple
AAPL
$4.46T
$476K 0.06%
28,000
– –
UNXL
44
DELISTED
Uni-Pixel, Inc.
UNXL
$443K 0.06%
+25,000
New +$398K
CSCO icon
45
Cisco
CSCO
$457B
$410K 0.05%
17,500
– –
CSCO icon
46
PUT
Cisco
CSCO
$457B
$410K 0.05%
+17,500
New +$434K
GEN icon
47
Gen Digital
GEN
$16.9B
$371K 0.05%
+15,000
New +$376K
HAWK
48
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$360K 0.05%
+15,000
New +$370K
ORCL icon
49
Oracle
ORCL
$409B
$332K 0.04%
10,000
+4,000
+67% +$130K
GUID
50
DELISTED
Guidance Software, Inc.
GUID
$304K 0.04%
33,576
– –
1
2
3

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Ulysses Management's Q3 2013 Portfolio in Review

As of Q3 2013, Ulysses Management held 60 positions worth $778M, up 24% from $626M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Ulysses Management deployed $124M of net new capital in Q3 2013, opening 15 new positions and adding to 11 existing holdings. Its largest new stake was ExxonMobil: 17,500 shares worth $1.51M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 9.1% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Vodafone, an estimated $11.3M trimmed.

  • Ulysses Management's largest Q3 2013 buy was ExxonMobil: 17,500 shares worth $1.51M.
  • Ulysses Management added most to Expedia Group in Q3 2013, an estimated $8.28M increase.
  • Ulysses Management's biggest Q3 2013 reduction was Vodafone, cutting an estimated $11.3M.
  • Ulysses Management fully exited Johnson & Johnson in Q3 2013, selling an estimated $15M.
  • Ulysses Management's ten largest holdings make up 84% of its $778M portfolio in Q3 2013.
  • Ulysses Management opened 15 new positions and closed 10 in Q3 2013.
  • Ulysses Management's portfolio value rose 24% quarter-over-quarter to $778M.

Based on Ulysses Management's 13F filing for Q3 2013, filed 14 Nov 2013.