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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVS
2426
DELISTED
Clovis Oncology, Inc.
CLVS
$2.9M ﹤0.01%
48,189
+40,614
+536% +$2.21M
JMF
2427
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$2.9M ﹤0.01%
148,373
+14,079
+10% +$264K
SFG
2428
DELISTED
STANCORP FINL GRP
SFG
$2.9M ﹤0.01%
43,783
+36,409
+494% +$2.24M
NGD
2429
DELISTED
New Gold Inc
NGD
$2.89M ﹤0.01%
552,066
+158,612
+40% +$864K
OMER icon
2430
Omeros
OMER
$821M
$2.89M ﹤0.01%
256,251
-7,216
-3% -$69.6K
CQP icon
2431
CALL
Cheniere Energy
CQP
$30.5B
$2.89M ﹤0.01%
100,900
-306,200
-75% -$8.89M
EWY icon
2432
PUT
iShares MSCI South Korea ETF
EWY
$22.5B
$2.88M ﹤0.01%
44,600
-47,800
-52% -$3.03M
CAA
2433
DELISTED
CalAtlantic Group, Inc.
CAA
$2.88M ﹤0.01%
63,646
-8,523
-12% -$339K
TRIP icon
2434
TripAdvisor
TRIP
$1.66B
$2.87M ﹤0.01%
34,685
-29,109
-46% -$2.38M
GOF icon
2435
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.87M ﹤0.01%
134,264
+18,347
+16% +$400K
GTN icon
2436
Gray Television
GTN
$409M
$2.87M ﹤0.01%
192,689
+189,751
+6,459% +$2.01M
FIBK icon
2437
First Interstate BancSystem
FIBK
$3.67B
$2.86M ﹤0.01%
100,974
-652
-0.6% -$16.9K
AU icon
2438
CALL
AngloGold Ashanti
AU
$40.7B
$2.86M ﹤0.01%
243,800
+235,900
+2,986% +$3.21M
B
2439
DELISTED
Barnes Group Inc.
B
$2.85M ﹤0.01%
74,330
+53,697
+260% +$1.96M
MDT icon
2440
PUT
Medtronic
MDT
$108B
$2.85M ﹤0.01%
49,600
+15,300
+45% +$868K
ABT icon
2441
CALL
Abbott
ABT
$182B
$2.84M ﹤0.01%
74,200
+29,000
+64% +$1.07M
NSC icon
2442
PUT
Norfolk Southern
NSC
$77.1B
$2.84M ﹤0.01%
30,600
+14,700
+92% +$1.26M
OGE icon
2443
OGE Energy
OGE
$10.2B
$2.83M ﹤0.01%
83,612
+21,188
+34% +$758K
OIH icon
2444
PUT
VanEck Oil Services ETF
OIH
$2.06B
$2.83M ﹤0.01%
2,945
-2,665
-48% -$2.6M
CXA
2445
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$2.83M ﹤0.01%
129,024
-27,470
-18% -$626K
FIO
2446
DELISTED
FUSION-IO INC COM
FIO
$2.83M ﹤0.01%
317,686
-128,008
-29% -$1.38M
MUNI icon
2447
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$2.83M ﹤0.01%
54,626
-980
-2% -$51K
ISHG icon
2448
iShares 1-3 Year International Treasury Bond ETF
ISHG
$825M
$2.83M ﹤0.01%
29,965
+3,252
+12% +$310K
PNX
2449
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
$2.82M ﹤0.01%
45,967
+3,371
+8% +$156K
USNA icon
2450
Usana Health Sciences
USNA
$412M
$2.82M ﹤0.01%
74,652
+69,008
+1,223% +$2.64M
96 97
98
99 100

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.