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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIO icon
2326
Bio-Rad Laboratories Class A
BIO
$8.47B
$3.08M ﹤0.01%
24,033
-2,578
-10% -$330K
SHPG
2327
DELISTED
Shire pic
SHPG
$3.08M ﹤0.01%
20,728
+6,956
+51% +$1.07M
LXK
2328
PUT
DELISTED
Lexmark Intl Inc
LXK
$3.08M ﹤0.01%
66,500
+21,900
+49% +$879K
CMA
2329
PUT
DELISTED
Comerica
CMA
$3.08M ﹤0.01%
59,400
+59,300
+59,300% +$2.85M
TSL
2330
DELISTED
Trina Solar Limited
TSL
$3.07M ﹤0.01%
228,492
+117,334
+106% +$1.8M
DFS
2331
CALL
DELISTED
Discover Financial Services
DFS
$3.07M ﹤0.01%
52,700
+25,100
+91% +$1.41M
LDP icon
2332
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$3.06M ﹤0.01%
128,727
+108,561
+538% +$2.55M
CNO icon
2333
CNO Financial Group
CNO
$4.96B
$3.06M ﹤0.01%
168,923
-30,138
-15% -$542K
NQS
2334
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.05M ﹤0.01%
230,381
-42,107
-15% -$556K
EDI
2335
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$3.05M ﹤0.01%
163,838
-30,525
-16% -$559K
SWC
2336
DELISTED
Stillwater Mining Co
SWC
$3.05M ﹤0.01%
205,776
-6,152
-3% -$83.6K
UUP icon
2337
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
$3.05M ﹤0.01%
142,000
-65,400
-32% -$1.41M
SWBI icon
2338
Smith & Wesson
SWBI
$666M
$3.04M ﹤0.01%
270,997
+106,799
+65% +$1.1M
LEN icon
2339
PUT
Lennar Class A
LEN
$20.5B
$3.04M ﹤0.01%
80,683
-350,572
-81% -$13.4M
LO
2340
PUT
DELISTED
LORILLARD INC COM STK
LO
$3.04M ﹤0.01%
56,200
+22,000
+64% +$1.11M
BCS.PR.CL
2341
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$3.03M ﹤0.01%
119,964
+22,492
+23% +$562K
FBIN icon
2342
Fortune Brands Innovations
FBIN
$6.14B
$3.03M ﹤0.01%
84,299
+7,080
+9% +$272K
TVTY
2343
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$3.03M ﹤0.01%
176,724
-61,990
-26% -$954K
IVOG icon
2344
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$3.02M ﹤0.01%
64,222
+9,694
+18% +$448K
QTS
2345
DELISTED
QTS REALTY TRUST, INC.
QTS
$3.02M ﹤0.01%
120,442
+15,504
+15% +$379K
TFC icon
2346
PUT
Truist Financial
TFC
$63.7B
$3.02M ﹤0.01%
75,200
-46,400
-38% -$1.78M
BMY icon
2347
PUT
Bristol-Myers Squibb
BMY
$128B
$3.02M ﹤0.01%
58,100
-4,200
-7% -$223K
PCEF icon
2348
Invesco CEF Income Composite ETF
PCEF
$797M
$3.02M ﹤0.01%
121,854
-4,533
-4% -$111K
PXD
2349
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$3.01M ﹤0.01%
16,100
+3,300
+26% +$603K
KERX
2350
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$3.01M ﹤0.01%
176,736
-17,937
-9% -$271K
92 93
94
95 96

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.