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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
2326
CALL
Archer Daniels Midland
ADM
$40.2B
$2.59M ﹤0.01%
70,300
-15,500
-18% -$564K
GNR icon
2327
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.71B
$2.59M ﹤0.01%
53,455
+19,664
+58% +$931K
KOG
2328
CALL
DELISTED
KODIAK OIL & GAS CORP
KOG
$2.59M ﹤0.01%
214,400
-120,200
-36% -$1.21M
TTE icon
2329
PUT
TotalEnergies
TTE
$188B
$2.58M ﹤0.01%
44,600
-4,600
-9% -$249K
TSN icon
2330
PUT
Tyson Foods
TSN
$21.8B
$2.58M ﹤0.01%
91,300
+80,900
+778% +$2.34M
XRAY icon
2331
Dentsply Sirona
XRAY
$2.68B
$2.58M ﹤0.01%
59,463
+26,135
+78% +$1.12M
DDD icon
2332
CALL
3D Systems Corp
DDD
$418M
$2.58M ﹤0.01%
47,700
+25,600
+116% +$1.27M
TIBX
2333
CALL
DELISTED
TIBCO SOFTWARE INC
TIBX
$2.57M ﹤0.01%
100,600
+99,900
+14,271% +$2.39M
PANW icon
2334
CALL
Palo Alto Networks
PANW
$255B
$2.57M ﹤0.01%
336,600
-132,000
-28% -$1.04M
OMER icon
2335
Omeros
OMER
$782M
$2.57M ﹤0.01%
263,467
+15,567
+6% +$92.8K
CPA icon
2336
Copa Holdings
CPA
$5.64B
$2.57M ﹤0.01%
18,515
-3,296
-15% -$452K
FNSR
2337
DELISTED
Finisar Corp
FNSR
$2.57M ﹤0.01%
113,416
+92,132
+433% +$1.9M
IMCG icon
2338
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.91B
$2.57M ﹤0.01%
115,770
+3,090
+3% +$66.5K
CVG
2339
DELISTED
Convergys
CVG
$2.56M ﹤0.01%
136,738
+6,947
+5% +$130K
NOV icon
2340
PUT
NOV
NOV
$7.3B
$2.56M ﹤0.01%
36,375
+7,541
+26% +$505K
NVDQ
2341
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.56M ﹤0.01%
154,495
+14,340
+10% +$204K
FRT icon
2342
Federal Realty Investment Trust
FRT
$11B
$2.56M ﹤0.01%
25,249
-13,248
-34% -$1.36M
KEX icon
2343
Kirby Corp
KEX
$7.68B
$2.56M ﹤0.01%
29,598
-6,233
-17% -$523K
AA icon
2344
CALL
Alcoa
AA
$11.6B
$2.56M ﹤0.01%
131,086
-9,488
-7% -$184K
KMP
2345
CALL
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.56M ﹤0.01%
32,000
+7,600
+31% +$629K
EPD icon
2346
PUT
Enterprise Products Partners
EPD
$84B
$2.55M ﹤0.01%
83,600
+37,200
+80% +$1.14M
GOF icon
2347
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.55M ﹤0.01%
115,917
+6,222
+6% +$136K
SCM icon
2348
Stellus Capital Investment Corp
SCM
$208M
$2.55M ﹤0.01%
170,911
+6,076
+4% +$90.8K
ISHG icon
2349
iShares 1-3 Year International Treasury Bond ETF
ISHG
$825M
$2.54M ﹤0.01%
26,713
+15,121
+130% +$1.41M
LXK
2350
CALL
DELISTED
Lexmark Intl Inc
LXK
$2.54M ﹤0.01%
77,100
+900
+1% +$31.9K
92 93
94
95 96

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.