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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
2276
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$2.74M ﹤0.01%
146,600
+1,600
+1% +$30.5K
CHKP icon
2277
PUT
Check Point Software Technologies
CHKP
$13.6B
$2.74M ﹤0.01%
48,400
-36,000
-43% -$2.02M
TTC icon
2278
Toro Company
TTC
$9.01B
$2.73M ﹤0.01%
100,642
+18,596
+23% +$473K
SFL icon
2279
SFL Corp
SFL
$1.59B
$2.73M ﹤0.01%
178,951
-32,181
-15% -$503K
RBS.PRF.CL
2280
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$2.73M ﹤0.01%
110,007
+5,274
+5% +$130K
SWN
2281
PUT
DELISTED
Southwestern Energy Company
SWN
$2.73M ﹤0.01%
75,100
-7,400
-9% -$281K
WOR icon
2282
Worthington Enterprises
WOR
$2.79B
$2.73M ﹤0.01%
128,569
+437
+0.3% +$9.36K
MNTA
2283
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2.73M ﹤0.01%
189,642
+172,298
+993% +$2.64M
BERY
2284
DELISTED
Berry Global Group, Inc.
BERY
$2.72M ﹤0.01%
148,225
+58,565
+65% +$1.22M
OA
2285
DELISTED
Orbital ATK, Inc.
OA
$2.72M ﹤0.01%
27,849
-342
-1% -$32.4K
VLY icon
2286
Valley National Bancorp
VLY
$7.94B
$2.71M ﹤0.01%
272,673
-61,137
-18% -$618K
DCH
2287
Dauch Corp
DCH
$1.32B
$2.71M ﹤0.01%
137,520
+40,079
+41% +$790K
SCTY
2288
DELISTED
SolarCity Corporation
SCTY
$2.71M ﹤0.01%
78,283
+13,863
+22% +$520K
STON
2289
DELISTED
StoneMor Inc.
STON
$2.7M ﹤0.01%
114,321
-2,952
-3% -$72.2K
BDN
2290
Brandywine Realty Trust
BDN
$533M
$2.7M ﹤0.01%
204,798
+31,804
+18% +$429K
SCHF icon
2291
Schwab International Equity ETF
SCHF
$65.9B
$2.69M ﹤0.01%
177,194
+19,796
+13% +$289K
PRE
2292
DELISTED
PARTNERRE LTD
PRE
$2.69M ﹤0.01%
29,350
-203
-0.7% -$18.2K
LUMN icon
2293
PUT
Lumen
LUMN
$6.45B
$2.69M ﹤0.01%
85,600
-162,200
-65% -$5.52M
RRC icon
2294
Range Resources
RRC
$8.85B
$2.68M ﹤0.01%
35,370
+973
+3% +$76K
SRC
2295
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$2.68M ﹤0.01%
65,188
+35,207
+117% +$1.45M
COO icon
2296
Cooper Companies
COO
$13.7B
$2.68M ﹤0.01%
82,628
+50,860
+160% +$1.64M
ROSE
2297
DELISTED
ROSETTA RESOURCES INC
ROSE
$2.67M ﹤0.01%
49,025
+10,307
+27% +$488K
GAIN icon
2298
Gladstone Investment Corp
GAIN
$648M
$2.67M ﹤0.01%
378,470
+21,617
+6% +$156K
DMC
2299
Del Monte Corp
DMC
$1.36B
$2.67M ﹤0.01%
89,830
+86,272
+2,425% +$2.51M
SPIP icon
2300
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$2.66M ﹤0.01%
95,456
-23,592
-20% -$653K
90 91
92
93 94

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.