UBS’s SFL Corp SFL Stock Holding History

UBS’s Portfolio SFL Stock Details SFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.5M	Buy	88,764 +3,644	+4%	+$67.7K	﹤0.01%	3186
2014 Q2	$1.58M	Buy	85,120 +1,190	+1%	+$21.3K	﹤0.01%	3110
2014 Q1	$1.51M	Sell	83,930 -172,090	-67%	-$2.98M	﹤0.01%	3061
2013 Q4	$4.19M	Buy	256,020 +77,069	+43%	+$1.26M	﹤0.01%	2041
2013 Q3	$2.73M	Sell	178,951 -32,181	-15%	-$503K	﹤0.01%	2287
2013 Q2	$3.13M	Buy	+211,132	New	+$3.53M	﹤0.01%	2068

Other funds holding SFL

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

OIM

Oceanic Investment Management Douglas, Isle Of Man $118M AUM

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RIM

Ranger International Management Lake Forest, Illinois $21.9M AUM 23.9% 1-Year Est. Return

UBS's SFL Position: Q3 2014 in Review

UBS increased its SFL Corp (SFL) stake by 4.3% in Q3 2014, buying an estimated $67.7K and bringing the position to 88,764 shares worth $1.5M. The position accounts for ﹤0.01% of the portfolio, ranked #3186.

UBS first reported a position in SFL in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.19M in Q4 2013. 137 funds tracked by Wall St. Rank hold SFL as of Q3 2014.

UBS held 88,764 shares of SFL Corp worth $1.5M as of Q3 2014.
UBS bought 3,644 SFL Corp shares in Q3 2014, an estimated $67.7K.
SFL Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3186 holding.
UBS first reported a position in SFL Corp in Q2 2013 and has held it in 6 quarters since.
UBS's SFL Corp position peaked at $4.19M in Q4 2013.
137 funds tracked by Wall St. Rank held SFL Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.