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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
2226
DELISTED
FOREST LABORATORIES INC
FRX
$2.85M ﹤0.01%
66,559
+5,878
+10% +$255K
ASTX
2227
PUT
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$2.85M ﹤0.01%
335,500
+292,300
+677% +$1.85M
AA icon
2228
PUT
Alcoa
AA
$11.6B
$2.85M ﹤0.01%
145,901
-108,406
-43% -$2.1M
CIMT
2229
DELISTED
CIMATRON LTD ORD SHS
CIMT
$2.85M ﹤0.01%
493,405
+393,481
+394% +$2.51M
HEES
2230
DELISTED
H&E Equipment Services
HEES
$2.85M ﹤0.01%
107,114
-15,353
-13% -$365K
HIMX
2231
Himax Technologies
HIMX
$2.22B
$2.84M ﹤0.01%
284,154
+139,887
+97% +$995K
ANH
2232
DELISTED
Anworth Mortgage Asset Corporation
ANH
$2.84M ﹤0.01%
588,136
+213,428
+57% +$1.02M
SUNS
2233
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.84M ﹤0.01%
156,931
+15,595
+11% +$287K
AET
2234
PUT
DELISTED
Aetna Inc
AET
$2.84M ﹤0.01%
44,300
+23,900
+117% +$1.53M
LLL
2235
PUT
DELISTED
L3 Technologies, Inc.
LLL
$2.83M ﹤0.01%
30,000
-200
-0.7% -$18.4K
ALXN
2236
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$2.83M ﹤0.01%
24,400
-28,800
-54% -$3.16M
BTU
2237
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$2.83M ﹤0.01%
10,953
-17,154
-61% -$4.39M
CS
2238
PUT
DELISTED
Credit Suisse Group
CS
$2.83M ﹤0.01%
92,700
+8,700
+10% +$259K
TWX
2239
CALL
DELISTED
Time Warner Inc
TWX
$2.83M ﹤0.01%
44,883
+34,349
+326% +$2.05M
J icon
2240
Jacobs Solutions
J
$16B
$2.83M ﹤0.01%
58,828
-30,089
-34% -$1.46M
USB icon
2241
CALL
US Bancorp
USB
$98.9B
$2.83M ﹤0.01%
77,300
+53,400
+223% +$1.98M
BSJE
2242
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$2.83M ﹤0.01%
105,956
+42,700
+68% +$1.13M
BHP icon
2243
PUT
BHP
BHP
$213B
$2.83M ﹤0.01%
50,263
-24,244
-33% -$1.32M
USB icon
2244
PUT
US Bancorp
USB
$98.9B
$2.82M ﹤0.01%
77,200
+3,400
+5% +$126K
BPL
2245
CALL
DELISTED
Buckeye Partners, L.P.
BPL
$2.82M ﹤0.01%
43,100
-2,400
-5% -$166K
WOLF icon
2246
PUT
Wolfspeed
WOLF
$1.24B
$2.82M ﹤0.01%
46,800
-16,300
-26% -$1.04M
JCP
2247
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$2.82M ﹤0.01%
319,850
+65,350
+26% +$932K
MIC
2248
CALL
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.81M ﹤0.01%
52,500
+200
+0.4% +$11K
MD icon
2249
Pediatrix Medical
MD
$2.15B
$2.81M ﹤0.01%
55,882
-7,092
-11% -$346K
GIL icon
2250
Gildan
GIL
$9.38B
$2.8M ﹤0.01%
120,750
-13,752
-10% -$308K
88 89
90
91 92

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.