UBS’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

UBS’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.77M	Sell	179,666 -44,770	-20%	-$725K	﹤0.01%	2603
2014 Q2	$3.79M	Buy	224,436 +35,466	+19%	+$596K	﹤0.01%	2217
2014 Q1	$3.23M	Buy	188,970 +27,313	+17%	+$491K	﹤0.01%	2282
2013 Q4	$2.95M	Buy	161,657 +4,726	+3%	+$86.6K	﹤0.01%	2416
2013 Q3	$2.84M	Buy	156,931 +15,595	+11%	+$287K	﹤0.01%	2241
2013 Q2	$2.6M	Buy	+141,336	New	+$2.66M	﹤0.01%	2259

Other funds holding SUNS

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Menta Capital San Francisco, California $236M AUM 6.6% 1-Year Est. Return

UBS's SUNS Position: Q3 2014 in Review

UBS reduced its SLR Senior Investment Corp. Common Stock (SUNS) stake by 20% in Q3 2014, selling an estimated $725K and leaving 179,666 shares worth $2.77M. The position accounts for ﹤0.01% of the portfolio, ranked #2603.

UBS first reported a position in SUNS in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.79M in Q2 2014. 41 funds tracked by Wall St. Rank hold SUNS as of Q3 2014.

UBS held 179,666 shares of SLR Senior Investment Corp. Common Stock worth $2.77M as of Q3 2014.
UBS sold 44,770 SLR Senior Investment Corp. Common Stock shares in Q3 2014, an estimated $725K.
SLR Senior Investment Corp. Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2603 holding.
UBS first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and has held it in 6 quarters since.
UBS's SLR Senior Investment Corp. Common Stock position peaked at $3.79M in Q2 2014.
41 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.