Allen Investment Management’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Allen Investment Management’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-103,148	Closed	-$1.59M	–	259
2014 Q3	$1.59M	Sell	103,148 -6,918	-6%	-$112K	0.13%	78
2014 Q2	$1.86M	Sell	110,066 -44,118	-29%	-$742K	0.19%	70
2014 Q1	$2.64M	Buy	154,184 +85,288	+124%	+$1.53M	0.41%	47
2013 Q4	$1.25M	Sell	68,896 -18,551	-21%	-$340K	0.27%	53
2013 Q3	$1.58M	Sell	87,447 -10,270	-11%	-$189K	0.43%	37
2013 Q2	$1.8M	Buy	+97,717	New	+$1.84M	0.69%	23

Other funds holding SUNS

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

DCM

Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Allen Investment Management's SUNS Position: Q4 2014 in Review

Allen Investment Management sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2014, closing a stake of 103,148 shares — an estimated $1.59M sold.

Allen Investment Management first reported a position in SUNS in Q2 2013 and held it in 6 quarters. The position peaked at $2.64M in Q1 2014. 39 funds tracked by Wall St. Rank hold SUNS as of Q4 2014.

Allen Investment Management reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2014 after selling out during the quarter.
Allen Investment Management sold 103,148 SLR Senior Investment Corp. Common Stock shares in Q4 2014, an estimated $1.59M.
Allen Investment Management first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and held it in 6 quarters.
Allen Investment Management's SLR Senior Investment Corp. Common Stock position peaked at $2.64M in Q1 2014.
39 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2014.

Based on Allen Investment Management's 13F filing for Q4 2014, filed 17 Feb 2015.