Dialectic Capital Management’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Dialectic Capital Management’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-32,704	Closed	-$530K	–	116
2016 Q3	$530K	Buy	+32,704	New	+$542K	0.33%	65
2015 Q4	–	Sell	-45,100	Closed	-$642K	–	182
2015 Q3	$642K	Buy	45,100 +22,400	+99%	+$341K	0.21%	114
2015 Q2	$358K	Sell	22,700 -43,500	-66%	-$706K	0.11%	158
2015 Q1	$1.07M	Sell	66,200 -33,800	-34%	-$532K	0.19%	144
2014 Q4	$1.5M	Buy	100,000 +23,457	+31%	+$357K	0.28%	127
2014 Q3	$1.18M	Buy	+76,543	New	+$1.24M	0.28%	116

Other funds holding SUNS

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Dialectic Capital Management's SUNS Position: Q4 2016 in Review

Dialectic Capital Management sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2016, closing a stake of 32,704 shares — an estimated $530K sold.

Dialectic Capital Management first reported a position in SUNS in Q3 2014 and held it in 6 quarters. The position peaked at $1.5M in Q4 2014. 56 funds tracked by Wall St. Rank hold SUNS as of Q4 2016.

Dialectic Capital Management reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2016 after selling out during the quarter.
Dialectic Capital Management sold 32,704 SLR Senior Investment Corp. Common Stock shares in Q4 2016, an estimated $530K.
Dialectic Capital Management first reported a position in SLR Senior Investment Corp. Common Stock in Q3 2014 and held it in 6 quarters.
Dialectic Capital Management's SLR Senior Investment Corp. Common Stock position peaked at $1.5M in Q4 2014.
56 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2016.

Based on Dialectic Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.