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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJI
2151
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$4.38M ﹤0.01%
581,213
-163,337
-22% -$1.31M
FXB icon
2152
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$4.38M ﹤0.01%
27,461
+14,084
+105% +$2.31M
ALLE icon
2153
Allegion
ALLE
$14.3B
$4.37M ﹤0.01%
91,753
-6,637
-7% -$348K
MAA icon
2154
Mid-America Apartment Communities
MAA
$15.3B
$4.37M ﹤0.01%
66,533
-13,586
-17% -$967K
BNA
2155
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$4.37M ﹤0.01%
421,552
+29,218
+7% +$306K
HCSG icon
2156
Healthcare Services Group
HCSG
$1.44B
$4.36M ﹤0.01%
152,448
+129,557
+566% +$3.61M
HUN icon
2157
CALL
Huntsman Corp
HUN
$1.83B
$4.36M ﹤0.01%
167,800
-8,200
-5% -$223K
MBT
2158
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4.36M ﹤0.01%
291,614
+13,667
+5% +$251K
MCA
2159
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.33M ﹤0.01%
297,324
+13,620
+5% +$198K
WES icon
2160
Western Midstream Partners
WES
$19.9B
$4.33M ﹤0.01%
70,963
-27,208
-28% -$1.62M
RLY icon
2161
State Street Multi-Asset Real Return ETF
RLY
$1.31B
$4.32M ﹤0.01%
152,277
+44,429
+41% +$1.34M
CBL
2162
DELISTED
CBL& Associates Properties, Inc.
CBL
$4.32M ﹤0.01%
241,470
+53,075
+28% +$1M
K
2163
PUT
DELISTED
Kellanova
K
$4.32M ﹤0.01%
74,657
-13,419
-15% -$809K
CPA icon
2164
CALL
Copa Holdings
CPA
$5.49B
$4.3M ﹤0.01%
40,100
+11,000
+38% +$1.47M
D icon
2165
CALL
Dominion Energy
D
$59.9B
$4.3M ﹤0.01%
62,200
+41,500
+200% +$2.87M
DECK icon
2166
Deckers Outdoor
DECK
$12.8B
$4.29M ﹤0.01%
264,876
+77,298
+41% +$1.18M
BSCK
2167
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$4.29M ﹤0.01%
203,426
+9,165
+5% +$194K
STJ
2168
CALL
DELISTED
St Jude Medical
STJ
$4.28M ﹤0.01%
71,200
+37,600
+112% +$2.46M
AHL
2169
DELISTED
ASPEN Insurance Holding Limited
AHL
$4.28M ﹤0.01%
100,079
-215,072
-68% -$9.14M
TOL icon
2170
CALL
Toll Brothers
TOL
$14.3B
$4.28M ﹤0.01%
137,300
+115,700
+536% +$3.96M
PXE icon
2171
Invesco Energy Exploration & Production ETF
PXE
$85.5M
$4.27M ﹤0.01%
128,130
-153,109
-54% -$5.58M
XONE
2172
DELISTED
The ExOne Company
XONE
$4.27M ﹤0.01%
204,400
+14,285
+8% +$436K
ARLP icon
2173
Alliance Resource Partners
ARLP
$3.18B
$4.26M ﹤0.01%
99,518
+30,056
+43% +$1.43M
BZH icon
2174
CALL
Beazer Homes USA
BZH
$874M
$4.26M ﹤0.01%
254,100
-42,800
-14% -$786K
KBE icon
2175
State Street SPDR S&P Bank ETF
KBE
$1.73B
$4.26M ﹤0.01%
133,556
+1,647
+1% +$53.6K
85 86
87
88 89

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.