We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSH
2126
CALL
DELISTED
NuStar GP Holdings LLC
NSH
$4.5M ﹤0.01%
103,500
-57,900
-36% -$2.44M
MNK
2127
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4.5M ﹤0.01%
49,900
-21,200
-30% -$1.66M
IQV icon
2128
IQVIA
IQV
$40.1B
$4.5M ﹤0.01%
80,585
+27,534
+52% +$1.54M
RSPM icon
2129
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$4.49M ﹤0.01%
268,490
-14,495
-5% -$247K
BCIC
2130
BCP Investment Corp
BCIC
$96M
$4.49M ﹤0.01%
54,048
-10,098
-16% -$824K
EMBJ
2131
Embraer S.A. ADS
EMBJ
$12.7B
$4.48M ﹤0.01%
114,290
+60,889
+114% +$2.36M
NUAN
2132
CALL
DELISTED
Nuance Communications, Inc.
NUAN
$4.48M ﹤0.01%
335,874
-391,892
-54% -$5.82M
TECD
2133
DELISTED
Tech Data Corp
TECD
$4.47M ﹤0.01%
75,906
+7,768
+11% +$502K
SNPS icon
2134
Synopsys
SNPS
$78.7B
$4.45M ﹤0.01%
111,996
-6,995
-6% -$277K
HOG icon
2135
Harley-Davidson
HOG
$2.78B
$4.44M ﹤0.01%
76,294
-44,060
-37% -$2.82M
GLOG
2136
DELISTED
GASLOG LTD
GLOG
$4.44M ﹤0.01%
201,722
-9,729
-5% -$251K
KXI icon
2137
iShares Global Consumer Staples ETF
KXI
$1.06B
$4.44M ﹤0.01%
101,152
-23,140
-19% -$1.03M
RYN icon
2138
Rayonier
RYN
$6.45B
$4.44M ﹤0.01%
157,008
-67,492
-30% -$2.07M
AU icon
2139
CALL
AngloGold Ashanti
AU
$49.3B
$4.43M ﹤0.01%
369,400
+2,300
+0.6% +$37.6K
VMI icon
2140
Valmont Industries
VMI
$9.52B
$4.42M ﹤0.01%
32,767
-1,470
-4% -$211K
BGR icon
2141
BlackRock Energy and Resources Trust
BGR
$426M
$4.41M ﹤0.01%
184,411
+12,746
+7% +$332K
DFS
2142
CALL
DELISTED
Discover Financial Services
DFS
$4.41M ﹤0.01%
68,500
+21,500
+46% +$1.35M
IDOG icon
2143
ALPS International Sector Dividend Dogs ETF
IDOG
$563M
$4.41M ﹤0.01%
155,586
+42,705
+38% +$1.29M
KN icon
2144
Knowles
KN
$3.29B
$4.41M ﹤0.01%
166,447
+9,984
+6% +$305K
RHT
2145
DELISTED
Red Hat Inc
RHT
$4.41M ﹤0.01%
78,495
+17,781
+29% +$1.04M
AFSI
2146
DELISTED
AmTrust Financial Services, Inc.
AFSI
$4.4M ﹤0.01%
221,204
+154,940
+234% +$3.28M
AXIA
2147
DELISTED
AXIA Energia
AXIA
$4.39M ﹤0.01%
2,055,394
+190,600
+10% +$465K
MORN icon
2148
Morningstar
MORN
$7.33B
$4.39M ﹤0.01%
64,716
+447
+0.7% +$30.6K
MO icon
2149
CALL
Altria Group
MO
$109B
$4.39M ﹤0.01%
95,600
-259,100
-73% -$11.1M
JMF
2150
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$4.38M ﹤0.01%
198,039
+11,835
+6% +$256K
84 85
86
87 88

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.