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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
2126
Dollar Tree
DLTR
$24.1B
$3.8M ﹤0.01%
67,349
-13,966
-17% -$805K
CHY
2127
Calamos Convertible and High Income Fund
CHY
$1.02B
$3.79M ﹤0.01%
293,478
-17,126
-6% -$219K
AMAT icon
2128
CALL
Applied Materials
AMAT
$410B
$3.79M ﹤0.01%
214,500
+13,600
+7% +$237K
BSCD
2129
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
$3.79M ﹤0.01%
182,447
-113,128
-38% -$2.35M
WWE
2130
DELISTED
World Wrestling Entertainment
WWE
$3.79M ﹤0.01%
228,378
-14,551
-6% -$193K
DRE
2131
DELISTED
Duke Realty Corp.
DRE
$3.78M ﹤0.01%
251,562
+45,272
+22% +$706K
VIAV icon
2132
CALL
Viavi Solutions
VIAV
$9.41B
$3.78M ﹤0.01%
511,226
+415,415
+434% +$3.15M
WOLF icon
2133
PUT
Wolfspeed
WOLF
$1.24B
$3.78M ﹤0.01%
60,400
+13,600
+29% +$840K
RZG icon
2134
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$3.77M ﹤0.01%
141,885
-12,666
-8% -$321K
HPI
2135
John Hancock Preferred Income Fund
HPI
$430M
$3.77M ﹤0.01%
211,312
+20,865
+11% +$383K
SPN
2136
DELISTED
Superior Energy Services, Inc.
SPN
$3.77M ﹤0.01%
14,169
+6,015
+74% +$1.57M
RGC
2137
DELISTED
Regal Entertainment Group
RGC
$3.75M ﹤0.01%
192,936
+10,796
+6% +$207K
KLAC icon
2138
CALL
KLA
KLAC
$266B
$3.75M ﹤0.01%
581,000
+457,000
+369% +$2.88M
BNA
2139
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$3.74M ﹤0.01%
385,746
+49,854
+15% +$489K
EWI icon
2140
iShares MSCI Italy ETF
EWI
$998M
$3.74M ﹤0.01%
119,943
-133,601
-53% -$4.05M
BWXT icon
2141
BWX Technologies
BWXT
$16.2B
$3.74M ﹤0.01%
152,773
+5,667
+4% +$133K
EMLC icon
2142
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$3.73M ﹤0.01%
79,287
-2,028
-2% -$98.1K
IDU icon
2143
iShares US Utilities ETF
IDU
$1.39B
$3.73M ﹤0.01%
77,928
-11,662
-13% -$560K
JFR icon
2144
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.73M ﹤0.01%
313,105
-21,526
-6% -$256K
AWF
2145
AllianceBernstein Global High Income Fund
AWF
$868M
$3.73M ﹤0.01%
260,819
-58,892
-18% -$876K
XLNX
2146
CALL
DELISTED
Xilinx Inc
XLNX
$3.72M ﹤0.01%
81,000
+24,200
+43% +$1.09M
HAS icon
2147
Hasbro
HAS
$12.8B
$3.72M ﹤0.01%
67,594
+23,334
+53% +$1.19M
WEB
2148
DELISTED
Web.com Group, Inc.
WEB
$3.72M ﹤0.01%
116,885
-12,746
-10% -$371K
GEF icon
2149
Greif
GEF
$4.56B
$3.71M ﹤0.01%
70,904
+19,535
+38% +$1.03M
HALO icon
2150
CALL
Halozyme
HALO
$9.66B
$3.71M ﹤0.01%
247,700
+211,800
+590% +$2.72M
84 85
86
87 88

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.