UBS’s Invesco S&P SmallCap 600 Pure Growth ETF RZG Stock Holding History

UBS’s Portfolio RZG Stock Details RZG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.26M	Sell	129,507 -15,213	-11%	-$398K	﹤0.01%	2449
2014 Q2	$3.92M	Buy	144,720 +1,956	+1%	+$50.4K	﹤0.01%	2192
2014 Q1	$3.75M	Buy	142,764 +879	+0.6%	+$22.9K	﹤0.01%	2143
2013 Q4	$3.77M	Sell	141,885 -12,666	-8%	-$321K	﹤0.01%	2147
2013 Q3	$3.7M	Buy	154,551 +29,748	+24%	+$683K	﹤0.01%	1984
2013 Q2	$2.67M	Buy	+124,803	New	+$2.59M	﹤0.01%	2236

Other funds holding RZG

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

UBS's RZG Position: Q3 2014 in Review

UBS reduced its Invesco S&P SmallCap 600 Pure Growth ETF (RZG) stake by 11% in Q3 2014, selling an estimated $398K and leaving 129,507 shares worth $3.26M. The position accounts for ﹤0.01% of the portfolio, ranked #2449.

UBS first reported a position in RZG in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.92M in Q2 2014. 31 funds tracked by Wall St. Rank hold RZG as of Q3 2014.

UBS held 129,507 shares of Invesco S&P SmallCap 600 Pure Growth ETF worth $3.26M as of Q3 2014.
UBS sold 15,213 Invesco S&P SmallCap 600 Pure Growth ETF shares in Q3 2014, an estimated $398K.
Invesco S&P SmallCap 600 Pure Growth ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2449 holding.
UBS first reported a position in Invesco S&P SmallCap 600 Pure Growth ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco S&P SmallCap 600 Pure Growth ETF position peaked at $3.92M in Q2 2014.
31 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Pure Growth ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.