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Invesco S&P SmallCap 600 Pure Growth ETF

22 hedge funds and large institutions have $35.2M invested in Invesco S&P SmallCap 600 Pure Growth ETF in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

2% more capital invested

Capital invested by funds: $34.5M → $35.2M (+$707K)

4% less funds holding

Funds holding: 2322 (-1)

6.71% less ownership

Funds ownership: 134.68%127.97% (-6.7%)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.3M +$323K +14,094 +2%
U
2
UBS
Switzerland
$3.7M +$683K +29,748 +24%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.41M -$3.3M -143,991 -50%
Morgan Stanley
4
Morgan Stanley
New York
$2.29M +$425K +18,540 +24%
LPL Financial
5
LPL Financial
California
$2.18M +$251K +10,917 +14%
RJA
6
Raymond James & Associates
Florida
$1.29M +$391K +17,022 +46%
Bank of America
7
Bank of America
North Carolina
$813K +$13.3K +579 +2%
BRWA
8
B. Riley Wealth Advisors
Florida
$693K -$20.7K -900 -3%
AIG
9
American International Group
New York
$614K +$54.1K +2,358 +10%
GT
10
Greenleaf Trust
Michigan
$362K
BOS
11
Bank of Stockton
California
$352K -$13.8K -600 -4%
FIM
12
Freedom Investment Management
Connecticut
$340K +$35.5K +1,548 +12%
Creative Planning
13
Creative Planning
Kansas
$217K +$138 +6 +0.1%
KA
14
Kovack Advisors
Florida
$212K +$203K +8,853 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$169K +$56.1K +2,445 +53%
OIA
16
Optimum Investment Advisors
Illinois
$102K +$97.8K +4,260 New
HR
17
Howe & Rusling
New York
$99K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$40K -$124K -5,385 -76%
MFS
19
MSI Financial Services
Massachusetts
$36K +$24.2K +1,056 +243%
WA
20
WFG Advisors
Texas
$26K
Ameriprise
21
Ameriprise
Minnesota
$11K
CFA
22
Carroll Financial Associates
North Carolina
$2K +$2.62K +114 New
DS
23
DRW Securities
Illinois
-$1.51M -70,515 Closed
CS
24
Credit Suisse
Switzerland
-$281K -13,161 Closed
SG Americas Securities
25
SG Americas Securities
New York
-$258K -12,084 Closed

RZG Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Pure Growth ETF (RZG) for Q3 2013, worth a combined $35.2M — up 2% from $34.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RZG and 3 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 11 added.

The largest buyer was UBS, adding an estimated $683K. The largest seller was Susquehanna International Group, cutting an estimated $3.3M.

  • 22 institutional investors held Invesco S&P SmallCap 600 Pure Growth ETF (RZG) as of Q3 2013, down from 23 in Q2 2013.
  • Funds reported $35.2M of Invesco S&P SmallCap 600 Pure Growth ETF stock for Q3 2013, up 2% quarter-over-quarter.
  • 3 funds opened new Invesco S&P SmallCap 600 Pure Growth ETF positions in Q3 2013 and 4 closed out, a net change of -1 holder.
  • The largest Invesco S&P SmallCap 600 Pure Growth ETF buyer in Q3 2013 was UBS, an estimated $683K added.
  • The largest Invesco S&P SmallCap 600 Pure Growth ETF seller in Q3 2013 was Susquehanna International Group, an estimated $3.3M sold.

Based on aggregated 13F filings for Q3 2013.