We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMO icon
2101
Imperial Oil
IMO
$60.6B
$3.92M ﹤0.01%
88,714
+1,968
+2% +$85.7K
RSO
2102
DELISTED
Resource Capital Corp.
RSO
$3.92M ﹤0.01%
165,384
+33,435
+25% +$798K
ISCV icon
2103
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$3.92M ﹤0.01%
97,773
-5,472
-5% -$209K
NCZ
2104
Virtus Convertible & Income Fund II
NCZ
$288M
$3.92M ﹤0.01%
109,026
-3,303
-3% -$116K
QAI icon
2105
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$3.91M ﹤0.01%
135,075
+7,914
+6% +$229K
COO icon
2106
Cooper Companies
COO
$13.8B
$3.91M ﹤0.01%
126,320
+43,692
+53% +$1.39M
SPMD icon
2107
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$3.91M ﹤0.01%
142,068
+22,080
+18% +$631K
GNR icon
2108
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.7B
$3.91M ﹤0.01%
77,770
+24,315
+45% +$1.2M
TXI
2109
PUT
DELISTED
TEXAS INDUSTRIES INC
TXI
$3.91M ﹤0.01%
56,800
+52,400
+1,191% +$3.08M
BNY
2110
CALL
Bank of New York Mellon
BNY
$107B
$3.89M ﹤0.01%
111,400
-4,600
-4% -$150K
TW
2111
CALL
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$3.89M ﹤0.01%
30,500
+29,800
+4,257% +$3.47M
LAD icon
2112
Lithia Motors
LAD
$7.84B
$3.89M ﹤0.01%
56,014
+6,293
+13% +$422K
COF icon
2113
PUT
Capital One
COF
$126B
$3.88M ﹤0.01%
50,700
-3,500
-6% -$249K
IXG icon
2114
iShares Global Financials ETF
IXG
$674M
$3.88M ﹤0.01%
68,993
+8,513
+14% +$466K
PGR icon
2115
Progressive
PGR
$126B
$3.88M ﹤0.01%
142,101
-6,233
-4% -$168K
OA
2116
DELISTED
Orbital ATK, Inc.
OA
$3.88M ﹤0.01%
31,841
+3,992
+14% +$451K
BVN icon
2117
Compañía de Minas Buenaventura
BVN
$7.93B
$3.86M ﹤0.01%
344,138
+90,634
+36% +$1.12M
MTW icon
2118
Manitowoc
MTW
$516M
$3.86M ﹤0.01%
182,700
+100,957
+124% +$1.85M
MLCO icon
2119
CALL
Melco Resorts & Entertainment
MLCO
$2.17B
$3.85M ﹤0.01%
98,300
– –
BGH
2120
Barings Global Short Duration High Yield Fund
BGH
$280M
$3.85M ﹤0.01%
166,324
+155,436
+1,428% +$3.59M
SMP icon
2121
Standard Motor Products
SMP
$866M
$3.84M ﹤0.01%
104,357
+203
+0.2% +$6.99K
MT icon
2122
PUT
ArcelorMittal
MT
$50.3B
$3.83M ﹤0.01%
93,895
+20,292
+28% +$755K
PAY
2123
DELISTED
Verifone Systems Inc
PAY
$3.82M ﹤0.01%
142,501
-53,933
-27% -$1.29M
MJN
2124
PUT
DELISTED
Mead Johnson Nutrition Company
MJN
$3.82M ﹤0.01%
45,600
-44,300
-49% -$3.61M
HASI icon
2125
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.86B
$3.81M ﹤0.01%
273,190
+43,944
+19% +$535K
83 84
85
86 87

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.