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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
1876
MSC Industrial Direct
MSM
$6.97B
$4.07M ﹤0.01%
49,982
-1,662
-3% -$132K
ISRG icon
1877
PUT
Intuitive Surgical
ISRG
$128B
$4.06M ﹤0.01%
97,200
-79,200
-45% -$3.5M
MORN icon
1878
Morningstar
MORN
$6.91B
$4.06M ﹤0.01%
51,240
+471
+0.9% +$36.4K
RWL icon
1879
Invesco S&P 500 Revenue ETF
RWL
$9.56B
$4.06M ﹤0.01%
123,403
-6,528
-5% -$214K
VXX
1880
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$4.05M ﹤0.01%
4,309
-1,236
-22% -$1.24M
ARDC
1881
Are Dynamic Credit Allocation Fund
ARDC
$297M
$4.05M ﹤0.01%
223,659
-5,535
-2% -$104K
WLL
1882
DELISTED
Whiting Petroleum Corporation
WLL
$4.05M ﹤0.01%
225
-5
-2% -$77.4K
EELV icon
1883
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$4.05M ﹤0.01%
146,883
+49,627
+51% +$1.35M
EL icon
1884
PUT
Estee Lauder
EL
$29.6B
$4.05M ﹤0.01%
57,900
+16,000
+38% +$1.08M
CX icon
1885
Cemex
CX
$17.5B
$4.04M ﹤0.01%
422,776
+289,804
+218% +$2.85M
PDT
1886
John Hancock Premium Dividend Fund
PDT
$637M
$4.04M ﹤0.01%
337,496
+132,892
+65% +$1.67M
SOXX icon
1887
iShares Semiconductor ETF
SOXX
$41.5B
$4.04M ﹤0.01%
181,878
+30,258
+20% +$656K
PGR icon
1888
Progressive
PGR
$126B
$4.04M ﹤0.01%
148,334
-18,619
-11% -$483K
VVR icon
1889
Invesco Senior Income Trust
VVR
$456M
$4.04M ﹤0.01%
768,631
+73,004
+10% +$384K
ARP
1890
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$4.04M ﹤0.01%
192,731
-81,977
-30% -$1.74M
BGT icon
1891
BlackRock Floating Rate Income Trust
BGT
$322M
$4.03M ﹤0.01%
284,679
+31,085
+12% +$453K
FL
1892
DELISTED
Foot Locker
FL
$4.03M ﹤0.01%
118,810
-301,442
-72% -$10.5M
LYV icon
1893
Live Nation Entertainment
LYV
$41.7B
$4.03M ﹤0.01%
217,361
+26,606
+14% +$452K
XL
1894
DELISTED
XL Group Ltd.
XL
$4.03M ﹤0.01%
130,773
+51,304
+65% +$1.59M
RXI icon
1895
iShares Global Consumer Discretionary ETF
RXI
$249M
$4.03M ﹤0.01%
51,645
+4,831
+10% +$365K
MWV
1896
DELISTED
MEADWESTVACO CORP
MWV
$4.03M ﹤0.01%
104,918
+40,120
+62% +$1.48M
JGT
1897
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$4.02M ﹤0.01%
383,251
-244,854
-39% -$2.65M
SPYV icon
1898
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$4.02M ﹤0.01%
189,216
+20,888
+12% +$447K
NTI
1899
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$4.01M ﹤0.01%
203,309
+78,412
+63% +$1.74M
JFR icon
1900
Nuveen Floating Rate Income Fund
JFR
$1.23B
$4M ﹤0.01%
334,631
-19,768
-6% -$242K
74 75
76
77 78

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.