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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
1676
Apollo Commercial Real Estate
ARI
$887M
$5.12M 0.01%
335,262
+88,383
+36% +$1.38M
PXD
1677
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$5.12M 0.01%
27,100
+21,700
+402% +$3.69M
KIE icon
1678
State Street SPDR S&P Insurance ETF
KIE
$619M
$5.12M 0.01%
270,330
+74,376
+38% +$1.39M
AWR icon
1679
American States Water
AWR
$3.39B
$5.11M 0.01%
185,312
+13,898
+8% +$397K
DOG
1680
ProShares Short Dow30
DOG
$96.8M
$5.1M 0.01%
44,168
+8,538
+24% +$982K
PXF icon
1681
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$5.1M 0.01%
122,966
+48,311
+65% +$1.92M
LYG icon
1682
Lloyds Banking Group
LYG
$87.4B
$5.1M 0.01%
1,059,812
+835,391
+372% +$3.77M
SRPT icon
1683
Sarepta Therapeutics
SRPT
$1.66B
$5.1M 0.01%
107,943
-34,685
-24% -$1.34M
CLF icon
1684
CALL
Cleveland-Cliffs
CLF
$6.81B
$5.07M 0.01%
247,200
-39,400
-14% -$811K
SAP icon
1685
SAP
SAP
$187B
$5.05M 0.01%
68,340
+5,806
+9% +$429K
PSX icon
1686
PUT
Phillips 66
PSX
$82.9B
$5.05M 0.01%
87,300
+57,000
+188% +$3.3M
PPL
1687
CALL
PPL Corp
PPL
$27.3B
$5.05M 0.01%
178,334
+86,537
+94% +$2.48M
NEOG icon
1688
Neogen
NEOG
$2.05B
$5.04M 0.01%
331,968
-50,724
-13% -$725K
BMS
1689
DELISTED
Bemis
BMS
$5.04M 0.01%
129,174
-6,445
-5% -$261K
SGEN
1690
DELISTED
Seagen Inc. Common Stock
SGEN
$5.04M 0.01%
114,962
-31,916
-22% -$1.33M
S
1691
DELISTED
Sprint Corporation
S
$5.04M 0.01%
+809,967
New +$5.33M
IGOV icon
1692
iShares International Treasury Bond ETF
IGOV
$1.34B
$5.03M 0.01%
99,912
+14,912
+18% +$735K
SLYG icon
1693
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$5.03M 0.01%
123,696
+12,612
+11% +$495K
SIVR icon
1694
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$5.03M 0.01%
234,938
+1,619
+0.7% +$34.3K
FMO
1695
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$5.02M 0.01%
40,759
+2,701
+7% +$350K
ERIC icon
1696
Ericsson
ERIC
$30.7B
$5.02M 0.01%
375,785
-725
-0.2% -$9K
RMT
1697
Royce Micro-Cap Trust
RMT
$736M
$5M 0.01%
427,425
-28,760
-6% -$329K
SPH icon
1698
Suburban Propane Partners
SPH
$1.23B
$5M 0.01%
106,944
-18,139
-15% -$849K
CS
1699
CALL
DELISTED
Credit Suisse Group
CS
$5M 0.01%
163,700
+153,400
+1,489% +$4.56M
EXPE icon
1700
CALL
Expedia Group
EXPE
$31.2B
$5M 0.01%
96,500
+22,700
+31% +$1.21M
66 67
68
69 70

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.