We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CA
1526
DELISTED
CA, Inc.
CA
$7.04M 0.01%
227,234
+49,476
+28% +$1.61M
ADSK icon
1527
CALL
Autodesk
ADSK
$44.3B
$7.04M 0.01%
143,100
-467,900
-77% -$24.2M
ITOT icon
1528
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$7.03M 0.01%
164,038
+9,244
+6% +$389K
IGM icon
1529
iShares Expanded Tech Sector ETF
IGM
$9.94B
$7.01M 0.01%
462,558
-60,738
-12% -$913K
FMX icon
1530
Fomento Económico Mexicano
FMX
$43.3B
$7.01M 0.01%
75,182
-10,665
-12% -$954K
TAN icon
1531
Invesco Solar ETF
TAN
$1.47B
$7M 0.01%
158,380
+57,325
+57% +$2.46M
MDY icon
1532
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$6.99M 0.01%
27,900
-2,300
-8% -$564K
LNG icon
1533
Cheniere Energy
LNG
$56.5B
$6.99M 0.01%
126,281
-8,473
-6% -$406K
XEL icon
1534
Xcel Energy
XEL
$51B
$6.98M 0.01%
229,799
-33,673
-13% -$982K
FRC
1535
DELISTED
First Republic Bank
FRC
$6.96M 0.01%
128,832
-12,204
-9% -$629K
KBE icon
1536
State Street SPDR S&P Bank ETF
KBE
$1.64B
$6.94M 0.01%
203,952
+73,674
+57% +$2.43M
SLM icon
1537
CALL
SLM Corp
SLM
$4.57B
$6.93M 0.01%
791,834
+612,202
+341% +$5.34M
PTY icon
1538
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$6.93M 0.01%
383,499
+173,713
+83% +$3.18M
MNDT
1539
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6.93M 0.01%
112,491
+87,568
+351% +$6.21M
MTCN
1540
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$6.91M 0.01%
288,157
+38,733
+16% +$940K
CEM
1541
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$6.91M 0.01%
51,876
-4,068
-7% -$532K
IHE icon
1542
iShares US Pharmaceuticals ETF
IHE
$1.47B
$6.9M 0.01%
163,404
+22,680
+16% +$951K
AOS icon
1543
A.O. Smith
AOS
$8.38B
$6.9M 0.01%
299,812
+5,428
+2% +$132K
WDR
1544
DELISTED
Waddell & Reed Financial, Inc.
WDR
$6.89M 0.01%
93,654
+7,104
+8% +$488K
T icon
1545
CALL
AT&T
T
$165B
$6.87M 0.01%
259,504
-629,297
-71% -$15.8M
NWL icon
1546
Newell Brands
NWL
$2.16B
$6.87M 0.01%
229,727
-27,625
-11% -$857K
WWE
1547
DELISTED
World Wrestling Entertainment
WWE
$6.87M 0.01%
237,681
+9,303
+4% +$221K
SEIC icon
1548
SEI Investments
SEIC
$11.9B
$6.85M 0.01%
203,904
-15,123
-7% -$514K
MGM icon
1549
PUT
MGM Resorts International
MGM
$11.7B
$6.85M 0.01%
265,000
-313,200
-54% -$8.07M
LXK
1550
DELISTED
Lexmark Intl Inc
LXK
$6.84M 0.01%
147,864
+116,727
+375% +$4.68M
60 61
62
63 64

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.