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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRE icon
1501
CBRE Group
CBRE
$40.8B
$6.36M 0.01%
274,856
+219,701
+398% +$5.09M
BRCM
1502
PUT
DELISTED
BROADCOM CORP CL-A
BRCM
$6.36M 0.01%
244,300
+116,800
+92% +$3.3M
PBJ icon
1503
Invesco Food & Beverage ETF
PBJ
$109M
$6.35M 0.01%
249,640
+5,463
+2% +$140K
CF icon
1504
CALL
CF Industries
CF
$19.2B
$6.35M 0.01%
150,500
-130,000
-46% -$4.98M
CMF icon
1505
iShares California Muni Bond ETF
CMF
$4.54B
$6.34M 0.01%
116,458
+5,216
+5% +$280K
NEA icon
1506
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$6.33M 0.01%
506,700
+73,309
+17% +$901K
TER icon
1507
Teradyne
TER
$54.8B
$6.31M 0.01%
382,171
-137,196
-26% -$2.28M
RAD
1508
DELISTED
Rite Aid Corporation
RAD
$6.31M 0.01%
66,244
+8,968
+16% +$612K
NRP icon
1509
Natural Resource Partners
NRP
$1.3B
$6.3M 0.01%
33,073
-2,362
-7% -$478K
BGB
1510
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$6.29M 0.01%
355,829
+26,243
+8% +$478K
CELG
1511
PUT
DELISTED
Celgene Corp
CELG
$6.29M 0.01%
81,600
+51,000
+167% +$3.57M
FIW icon
1512
First Trust Water ETF
FIW
$1.84B
$6.29M 0.01%
199,778
+14,129
+8% +$419K
MRK icon
1513
PUT
Merck
MRK
$324B
$6.28M 0.01%
138,126
-41,501
-23% -$1.89M
CG icon
1514
Carlyle Group
CG
$16.3B
$6.27M 0.01%
243,787
-23,926
-9% -$634K
MTH icon
1515
CALL
Meritage Homes
MTH
$4.87B
$6.27M 0.01%
291,800
+291,200
+48,533% +$6.26M
TECK icon
1516
CALL
Teck Resources
TECK
$29.5B
$6.26M 0.01%
233,300
+220,100
+1,667% +$5.53M
LYB icon
1517
PUT
LyondellBasell Industries
LYB
$19.5B
$6.2M 0.01%
84,600
+78,500
+1,287% +$5.47M
CEF icon
1518
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$6.19M 0.01%
421,265
-166,595
-28% -$2.48M
MXIM
1519
DELISTED
Maxim Integrated Products
MXIM
$6.19M 0.01%
207,620
+71,200
+52% +$2.03M
NI icon
1520
NiSource
NI
$22.4B
$6.19M 0.01%
509,942
+205,293
+67% +$2.43M
BBBY
1521
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$6.18M 0.01%
79,900
+10,400
+15% +$779K
CXO
1522
DELISTED
CONCHO RESOURCES INC.
CXO
$6.18M 0.01%
56,791
-4,602
-7% -$438K
LLTC
1523
DELISTED
Linear Technology Corp
LLTC
$6.17M 0.01%
155,426
-13,754
-8% -$543K
ALB icon
1524
Albemarle
ALB
$13.5B
$6.16M 0.01%
97,931
-8,560
-8% -$539K
FSLR icon
1525
First Solar
FSLR
$21.8B
$6.16M 0.01%
153,202
-25,033
-14% -$1.06M
59 60
61
62 63

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.