UBS’s NiSource NI Stock Holding History

UBS’s Portfolio NI Stock Details NI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6.08M	Sell	377,762 -47,973	-11%	-$733K	﹤0.01%	1847
2014 Q2	$6.58M	Buy	425,735 +86,046	+25%	+$1.24M	0.01%	1708
2014 Q1	$4.74M	Sell	339,689 -24,839	-7%	-$336K	﹤0.01%	1923
2013 Q4	$4.71M	Sell	364,528 -145,414	-29%	-$1.8M	﹤0.01%	1925
2013 Q3	$6.19M	Buy	509,942 +205,293	+67%	+$2.43M	0.01%	1525
2013 Q2	$3.43M	Buy	+304,649	New	+$3.52M	﹤0.01%	1976

Other funds holding NI

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.6B AUM 19.53% 1-Year Est. Return

UBS's NI Position: Q3 2014 in Review

UBS reduced its NiSource (NI) stake by 11% in Q3 2014, selling an estimated $733K and leaving 377,762 shares worth $6.08M. The position accounts for ﹤0.01% of the portfolio, ranked #1847.

UBS first reported a position in NI in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.58M in Q2 2014. 423 funds tracked by Wall St. Rank hold NI as of Q3 2014.

UBS held 377,762 shares of NiSource worth $6.08M as of Q3 2014.
UBS sold 47,973 NiSource shares in Q3 2014, an estimated $733K.
NiSource made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1847 holding.
UBS first reported a position in NiSource in Q2 2013 and has held it in 6 quarters since.
UBS's NiSource position peaked at $6.58M in Q2 2014.
423 funds tracked by Wall St. Rank held NiSource as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.