UBS’s Carlyle Group CG Stock Holding History

UBS’s Portfolio CG Stock Details CG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$13.1M	Buy	428,858 +197,066	+85%	+$6.42M	0.01%	1240
2014 Q2	$7.87M	Buy	231,792 +76,616	+49%	+$2.52M	0.01%	1556
2014 Q1	$5.45M	Sell	155,176 -39,106	-20%	-$1.37M	﹤0.01%	1781
2013 Q4	$6.92M	Sell	194,282 -49,505	-20%	-$1.56M	0.01%	1574
2013 Q3	$6.27M	Sell	243,787 -23,926	-9%	-$634K	0.01%	1519
2013 Q2	$6.86M	Buy	+267,713	New	+$7.91M	0.01%	1337

Other funds holding CG

ACM

Americafirst Capital Management Roseville, California $74M AUM 13.49% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

FAM

Fred Alger Management New York $22.8B AUM 64.63% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

PIM

Perkins Investment Management Chicago, Illinois $8.09B AUM 25.47% 1-Year Est. Return

Hawkins Capital Houston, Texas $55.4M AUM 11.12% 1-Year Est. Return

BMO

Beck Mack & Oliver New York $4.85B AUM 9.66% 1-Year Est. Return

UBS's CG Position: Q3 2014 in Review

UBS increased its Carlyle Group (CG) stake by 85% in Q3 2014, buying an estimated $6.42M and bringing the position to 428,858 shares worth $13.1M. The position accounts for 0.01% of the portfolio, ranked #1240.

UBS first reported a position in CG in Q2 2013 and has held it in 6 quarters since. 109 funds tracked by Wall St. Rank hold CG as of Q3 2014.

UBS held 428,858 shares of Carlyle Group worth $13.1M as of Q3 2014.
UBS bought 197,066 Carlyle Group shares in Q3 2014, an estimated $6.42M.
Carlyle Group made up 0.01% of UBS's portfolio in Q3 2014, its #1240 holding.
UBS first reported a position in Carlyle Group in Q2 2013 and has held it in 6 quarters since.
109 funds tracked by Wall St. Rank held Carlyle Group as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.