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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
1476
PUT
United Rentals
URI
$71.1B
$7.67M 0.01%
98,400
-5,600
-5% -$375K
ALKS icon
1477
Alkermes
ALKS
$8.82B
$7.64M 0.01%
187,899
-36,335
-16% -$1.34M
QEPM
1478
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$7.64M 0.01%
328,944
+146,093
+80% +$3.35M
CEM
1479
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$7.61M 0.01%
55,944
+8,012
+17% +$1.07M
SEIC icon
1480
SEI Investments
SEIC
$11.9B
$7.61M 0.01%
219,027
+6,648
+3% +$221K
TYC
1481
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$7.59M 0.01%
176,675
+164,355
+1,334% +$6.39M
TNL icon
1482
CALL
Travel + Leisure Co
TNL
$4.54B
$7.59M 0.01%
228,145
-33,890
-13% -$1.04M
AGCO icon
1483
AGCO
AGCO
$8.78B
$7.59M 0.01%
128,176
+5,736
+5% +$342K
BBVA icon
1484
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$7.58M 0.01%
643,896
+192,229
+43% +$2.15M
NNN icon
1485
NNN REIT
NNN
$9.39B
$7.58M 0.01%
249,988
+114,731
+85% +$3.71M
EMCB icon
1486
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
$7.58M 0.01%
101,888
-6,356
-6% -$477K
PAA icon
1487
CALL
Plains All American Pipeline
PAA
$17.4B
$7.57M 0.01%
146,200
+129,500
+775% +$6.61M
STN icon
1488
Stantec
STN
$7.69B
$7.56M 0.01%
244,002
+64,068
+36% +$1.94M
UNP icon
1489
CALL
Union Pacific
UNP
$183B
$7.56M 0.01%
90,000
-24,200
-21% -$1.92M
LNCO
1490
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$7.56M 0.01%
245,369
+59,822
+32% +$1.83M
CSWC icon
1491
Capital Southwest
CSWC
$1.46B
$7.54M 0.01%
589,378
+32,282
+6% +$396K
TAP icon
1492
CALL
Molson Coors Class B
TAP
$7.68B
$7.54M 0.01%
134,200
+115,400
+614% +$6.17M
GM.WS.B
1493
DELISTED
General Motors Company
GM.WS.B
$7.52M 0.01%
325,223
+312,167
+2,391% +$6.36M
UMPQ
1494
DELISTED
Umpqua Holdings Corp
UMPQ
$7.48M 0.01%
390,997
-23,734
-6% -$415K
FSD
1495
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$7.48M 0.01%
434,389
-6,241
-1% -$108K
ROK icon
1496
Rockwell Automation
ROK
$51.4B
$7.48M 0.01%
63,302
+1,224
+2% +$136K
IGV icon
1497
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$7.48M 0.01%
455,650
+19,940
+5% +$310K
HST icon
1498
Host Hotels & Resorts
HST
$16.8B
$7.45M 0.01%
383,387
-67,639
-15% -$1.25M
GNC
1499
DELISTED
GNC Holdings, Inc.
GNC
$7.45M 0.01%
127,423
-32,336
-20% -$1.87M
RSG icon
1500
Republic Services
RSG
$66.7B
$7.44M 0.01%
224,163
-108,461
-33% -$3.67M
58 59
60
61 62

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.