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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
1401
CALL
Merck
MRK
$324B
$7.15M 0.01%
157,305
-42,339
-21% -$1.93M
KMI icon
1402
PUT
Kinder Morgan
KMI
$73.1B
$7.14M 0.01%
200,800
+65,700
+49% +$2.46M
FXR icon
1403
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$7.12M 0.01%
284,465
+8,829
+3% +$213K
MPC icon
1404
CALL
Marathon Petroleum
MPC
$90.3B
$7.09M 0.01%
220,600
+151,200
+218% +$5.32M
CIE
1405
CALL
DELISTED
Cobalt International Energy, Inc
CIE
$7.07M 0.01%
18,947
+3,620
+24% +$1.46M
HSY icon
1406
CALL
Hershey
HSY
$35.4B
$7.06M 0.01%
76,300
+69,400
+1,006% +$6.47M
LGF
1407
DELISTED
Lions Gate Entertainment
LGF
$7.03M 0.01%
200,679
-133,798
-40% -$4.54M
IHF icon
1408
iShares US Healthcare Providers ETF
IHF
$1.18B
$7.02M 0.01%
402,485
+21,290
+6% +$372K
DRC
1409
CALL
DELISTED
DRESSER-RAND GROUP INC
DRC
$7.02M 0.01%
112,500
-47,800
-30% -$2.98M
MU icon
1410
CALL
Micron Technology
MU
$1.04T
$7.01M 0.01%
401,500
+233,800
+139% +$3.39M
PHM icon
1411
CALL
Pultegroup
PHM
$24.5B
$7.01M 0.01%
424,800
+379,400
+836% +$6.47M
CSWC icon
1412
Capital Southwest
CSWC
$1.46B
$7M 0.01%
557,096
+66,297
+14% +$859K
TDG icon
1413
TransDigm Group
TDG
$69.2B
$6.99M 0.01%
50,420
+4,017
+9% +$572K
CA
1414
DELISTED
CA, Inc.
CA
$6.99M 0.01%
235,672
+72,936
+45% +$2.18M
UNP icon
1415
PUT
Union Pacific
UNP
$183B
$6.99M 0.01%
90,000
+8,200
+10% +$648K
N
1416
DELISTED
Netsuite Inc
N
$6.99M 0.01%
64,759
+55,582
+606% +$5.49M
PBR.A icon
1417
Petrobras Class A
PBR.A
$107B
$6.98M 0.01%
417,299
-150,173
-26% -$2.26M
APH icon
1418
Amphenol
APH
$188B
$6.96M 0.01%
719,360
-39,608
-5% -$387K
EWH icon
1419
PUT
iShares MSCI Hong Kong ETF
EWH
$1.22B
$6.93M 0.01%
345,900
-42,900
-11% -$827K
OII icon
1420
Oceaneering
OII
$5.25B
$6.93M 0.01%
85,276
+20,850
+32% +$1.68M
RDN icon
1421
Radian Group
RDN
$5.14B
$6.92M 0.01%
497,136
+29,114
+6% +$389K
VMW
1422
CALL
DELISTED
VMware, Inc
VMW
$6.92M 0.01%
85,600
+42,200
+97% +$3.41M
ORCL icon
1423
CALL
Oracle
ORCL
$331B
$6.92M 0.01%
208,700
-332,400
-61% -$10.8M
COF icon
1424
CALL
Capital One
COF
$124B
$6.92M 0.01%
100,700
-91,900
-48% -$6.18M
L icon
1425
Loews
L
$24.3B
$6.91M 0.01%
147,765
+28,456
+24% +$1.31M
55 56
57
58 59

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.