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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
1376
CALL
Vale
VALE
$61.4B
$11M 0.01%
999,510
-156,390
-14% -$2.09M
CVC
1377
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$11M 0.01%
628,281
+37,468
+6% +$694K
CMO
1378
DELISTED
Capstead Mortgage Corp.
CMO
$11M 0.01%
898,529
-53,312
-6% -$695K
PPLI
1379
People Inc
PPLI
$3.02B
$11M 0.01%
933,627
-3,251,631
-78% -$39.3M
BGS icon
1380
B&G Foods
BGS
$291M
$11M 0.01%
398,946
+2,581
+0.7% +$76.2K
AA icon
1381
CALL
Alcoa
AA
$13.5B
$11M 0.01%
284,020
+25,718
+10% +$1.01M
PCG icon
1382
PG&E
PCG
$38.3B
$11M 0.01%
243,608
-70,895
-23% -$3.26M
STAG icon
1383
STAG Industrial
STAG
$7.12B
$11M 0.01%
529,146
-14,342
-3% -$331K
FPX icon
1384
First Trust US Equity Opportunities ETF
FPX
$1.53B
$10.9M 0.01%
226,979
+21,428
+10% +$1.04M
VOOG icon
1385
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$10.9M 0.01%
683,130
+94,002
+16% +$1.5M
YELP icon
1386
PUT
Yelp
YELP
$1.28B
$10.9M 0.01%
159,300
+91,900
+136% +$6.85M
BCS.PRA.CL
1387
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$10.8M 0.01%
420,420
+6,520
+2% +$167K
WTRG icon
1388
Essential Utilities
WTRG
$11.3B
$10.8M 0.01%
459,216
-22,125
-5% -$540K
XYL icon
1389
Xylem
XYL
$28.5B
$10.8M 0.01%
304,453
+5,438
+2% +$202K
NBH
1390
Neuberger Municipal Fund Inc
NBH
$302M
$10.8M 0.01%
723,101
+111,243
+18% +$1.67M
APD icon
1391
CALL
Air Products & Chemicals
APD
$67.7B
$10.7M 0.01%
89,183
+53,186
+148% +$6.5M
DXJ icon
1392
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.53B
$10.7M 0.01%
205,100
-400
-0.2% -$20.1K
RSG icon
1393
Republic Services
RSG
$65.6B
$10.7M 0.01%
275,006
+59,806
+28% +$2.3M
LHX icon
1394
L3Harris
LHX
$54.1B
$10.7M 0.01%
161,523
+20,886
+15% +$1.48M
CP icon
1395
PUT
Canadian Pacific Kansas City
CP
$81.5B
$10.7M 0.01%
257,500
-244,000
-49% -$9.55M
MCO icon
1396
Moody's
MCO
$82.8B
$10.7M 0.01%
112,923
+42,478
+60% +$3.89M
UHS icon
1397
Universal Health Services
UHS
$10.2B
$10.7M 0.01%
102,050
+77,243
+311% +$8.21M
CTRA
1398
PUT
DELISTED
Coterra Energy
CTRA
$10.7M 0.01%
326,200
+299,400
+1,117% +$10M
SGOL icon
1399
abrdn Physical Gold Shares ETF
SGOL
$7.53B
$10.6M 0.01%
898,290
-11,510
-1% -$145K
PNQI icon
1400
Invesco NASDAQ Internet ETF
PNQI
$534M
$10.6M 0.01%
777,695
-11,510
-1% -$158K
54 55
56
57 58

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.