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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
1326
PUT
VanEck Oil Services ETF
OIH
$1.96B
$11.7M 0.01%
11,780
+11,430
+3,266% +$12.4M
SWN
1327
PUT
DELISTED
Southwestern Energy Company
SWN
$11.7M 0.01%
334,000
+298,100
+830% +$11.9M
ETP
1328
CALL
DELISTED
Energy Transfer Partners L.p.
ETP
$11.7M 0.01%
182,300
+138,700
+318% +$8.02M
RFG icon
1329
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$362M
$11.7M 0.01%
476,580
-122,485
-20% -$3.04M
WMT icon
1330
CALL
Walmart Inc
WMT
$923B
$11.6M 0.01%
455,100
+314,700
+224% +$7.95M
FFIV icon
1331
F5
FFIV
$24B
$11.6M 0.01%
97,648
-3,775
-4% -$443K
CF icon
1332
CALL
CF Industries
CF
$18.2B
$11.6M 0.01%
207,500
+3,000
+1% +$152K
GEN icon
1333
CALL
Gen Digital
GEN
$17.1B
$11.6M 0.01%
492,400
-23,000
-4% -$548K
JCP
1334
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$11.6M 0.01%
1,151,200
+543,740
+90% +$5.33M
HLSS
1335
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$11.6M 0.01%
545,139
+332,399
+156% +$7.34M
FSLR icon
1336
PUT
First Solar
FSLR
$24.4B
$11.5M 0.01%
175,000
+77,000
+79% +$5.21M
FLS icon
1337
Flowserve
FLS
$10.3B
$11.5M 0.01%
163,036
+30,128
+23% +$2.23M
VGSH icon
1338
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$11.5M 0.01%
188,623
+69,613
+58% +$4.24M
PBI icon
1339
Pitney Bowes
PBI
$2.28B
$11.5M 0.01%
459,356
+65,349
+17% +$1.75M
JQC icon
1340
Nuveen Credit Strategies Income Fund
JQC
$717M
$11.5M 0.01%
1,285,223
+31,493
+3% +$286K
RKT
1341
PUT
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$11.4M 0.01%
240,400
+237,200
+7,413% +$11.8M
CLB icon
1342
Core Laboratories
CLB
$571M
$11.4M 0.01%
78,026
+23,312
+43% +$3.6M
LRE
1343
DELISTED
LRR ENERGY LP
LRE
$11.4M 0.01%
636,753
+41,048
+7% +$753K
DISH
1344
CALL
DELISTED
DISH Network Corp.
DISH
$11.4M 0.01%
176,600
+125,800
+248% +$8.12M
HBAN icon
1345
Huntington Bancshares
HBAN
$36.1B
$11.4M 0.01%
1,171,873
+636,265
+119% +$6.23M
EWH icon
1346
iShares MSCI Hong Kong ETF
EWH
$1.21B
$11.4M 0.01%
560,513
-1,911,439
-77% -$41.4M
LGF
1347
DELISTED
Lions Gate Entertainment
LGF
$11.4M 0.01%
345,373
-3,839
-1% -$122K
EV
1348
DELISTED
Eaton Vance Corp.
EV
$11.4M 0.01%
301,705
+178,374
+145% +$6.7M
CBRE icon
1349
CBRE Group
CBRE
$42.7B
$11.4M 0.01%
382,570
+199,058
+108% +$6.26M
EW icon
1350
Edwards Lifesciences
EW
$53.6B
$11.4M 0.01%
668,100
+50,082
+8% +$791K
52 53
54
55 56

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.