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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
1226
Itaú Unibanco
ITUB
$91.3B
$8.83M 0.01%
1,715,423
+813,317
+90% +$3.81M
DD icon
1227
CALL
DuPont de Nemours
DD
$18.6B
$8.81M 0.01%
90,566
-87,288
-49% -$8.13M
PRN icon
1228
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$8.8M 0.01%
206,958
+205,874
+18,992% +$8.42M
UHS icon
1229
Universal Health Services
UHS
$9.43B
$8.8M 0.01%
117,320
+82,355
+236% +$5.75M
ULTA icon
1230
Ulta Beauty
ULTA
$20.4B
$8.8M 0.01%
73,642
+12,907
+21% +$1.34M
PDLI
1231
CALL
DELISTED
PDL BioPharma, Inc.
PDLI
$8.76M 0.01%
1,099,600
+1,098,600
+109,860% +$8.83M
LINE
1232
PUT
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$8.74M 0.01%
337,400
+56,600
+20% +$1.47M
XRT icon
1233
PUT
State Street SPDR S&P Retail ETF
XRT
$365M
$8.74M 0.01%
213,200
+110,200
+107% +$4.44M
GNC
1234
DELISTED
GNC Holdings, Inc.
GNC
$8.73M 0.01%
159,759
-20,071
-11% -$1.03M
IYJ icon
1235
iShares US Industrials ETF
IYJ
$1.98B
$8.71M 0.01%
192,506
+13,254
+7% +$585K
GXC icon
1236
State Street SPDR S&P China ETF
GXC
$445M
$8.69M 0.01%
117,409
-39,200
-25% -$2.74M
VXX
1237
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$8.69M 0.01%
9,233
+3,311
+56% +$3.32M
VWO icon
1238
CALL
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.69M 0.01%
216,400
-24,000
-10% -$950K
IXC icon
1239
iShares Global Energy ETF
IXC
$2.71B
$8.67M 0.01%
211,309
+13,280
+7% +$536K
WBA
1240
CALL
DELISTED
Walgreens Boots Alliance
WBA
$8.66M 0.01%
161,000
+46,800
+41% +$2.35M
BCS.PRA.CL
1241
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$8.64M 0.01%
345,467
+33,527
+11% +$841K
CBL
1242
DELISTED
CBL& Associates Properties, Inc.
CBL
$8.63M 0.01%
451,592
-20,793
-4% -$438K
XLB icon
1243
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$8.62M 0.01%
410,400
+63,600
+18% +$1.3M
VTIP icon
1244
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$8.61M 0.01%
174,240
+19,739
+13% +$974K
PFG icon
1245
Principal Financial Group
PFG
$23.6B
$8.61M 0.01%
201,095
+36,245
+22% +$1.51M
PTR
1246
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$8.61M 0.01%
78,294
+14,082
+22% +$1.61M
IYE icon
1247
iShares US Energy ETF
IYE
$1.74B
$8.61M 0.01%
182,734
+2,438
+1% +$114K
AVB icon
1248
AvalonBay Communities
AVB
$27.1B
$8.6M 0.01%
67,692
-5,152
-7% -$679K
BAX icon
1249
CALL
Baxter International
BAX
$11.6B
$8.57M 0.01%
240,251
+66,829
+39% +$2.59M
LNG icon
1250
Cheniere Energy
LNG
$56.5B
$8.54M 0.01%
250,060
+133,662
+115% +$3.97M
48 49
50
51 52

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.