UBS’s Invesco Dorsey Wright Industrials Momentum ETF PRN Stock Holding History

UBS’s Portfolio PRN Stock Details PRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6.67M	Sell	145,659 -87,661	-38%	-$4.12M	﹤0.01%	1764
2014 Q2	$11.2M	Sell	233,320 -47,973	-17%	-$2.23M	0.01%	1273
2014 Q1	$13.4M	Buy	281,293 +60,238	+27%	+$2.85M	0.01%	1042
2013 Q4	$10.5M	Buy	221,055 +14,097	+7%	+$639K	0.01%	1214
2013 Q3	$8.8M	Buy	206,958 +205,874	+18,992%	+$8.42M	0.01%	1233
2013 Q2	$41K	Buy	+1,084	New	+$40.5K	﹤0.01%	6981

Other funds holding PRN

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS's PRN Position: Q3 2014 in Review

UBS reduced its Invesco Dorsey Wright Industrials Momentum ETF (PRN) stake by 38% in Q3 2014, selling an estimated $4.12M and leaving 145,659 shares worth $6.67M. The position accounts for ﹤0.01% of the portfolio, ranked #1764.

UBS first reported a position in PRN in Q2 2013 and has held it in 6 quarters since. The position peaked at $13.4M in Q1 2014. 33 funds tracked by Wall St. Rank hold PRN as of Q3 2014.

UBS held 145,659 shares of Invesco Dorsey Wright Industrials Momentum ETF worth $6.67M as of Q3 2014.
UBS sold 87,661 Invesco Dorsey Wright Industrials Momentum ETF shares in Q3 2014, an estimated $4.12M.
Invesco Dorsey Wright Industrials Momentum ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1764 holding.
UBS first reported a position in Invesco Dorsey Wright Industrials Momentum ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco Dorsey Wright Industrials Momentum ETF position peaked at $13.4M in Q1 2014.
33 funds tracked by Wall St. Rank held Invesco Dorsey Wright Industrials Momentum ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.