UBS’s State Street SPDR S&P China ETF GXC Stock Holding History

UBS’s Portfolio GXC Stock Details GXC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.82M	Sell	62,888 -26,652	-30%	-$2.14M	﹤0.01%	2071
2014 Q2	$6.74M	Buy	89,540 +4,950	+6%	+$362K	0.01%	1692
2014 Q1	$6.15M	Sell	84,590 -43,125	-34%	-$3.14M	0.01%	1664
2013 Q4	$9.95M	Buy	127,715 +10,306	+9%	+$790K	0.01%	1250
2013 Q3	$8.69M	Sell	117,409 -39,200	-25%	-$2.74M	0.01%	1241
2013 Q2	$10M	Buy	+156,609	New	+$10.8M	0.01%	1033

Other funds holding GXC

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Savant Capital Rockford, Illinois $34.1B AUM 22.4% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $18.3B AUM 36.97% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's GXC Position: Q3 2014 in Review

UBS reduced its State Street SPDR S&P China ETF (GXC) stake by 30% in Q3 2014, selling an estimated $2.14M and leaving 62,888 shares worth $4.82M. The position accounts for ﹤0.01% of the portfolio, ranked #2071.

UBS first reported a position in GXC in Q2 2013 and has held it in 6 quarters since. The position peaked at $10M in Q2 2013. 88 funds tracked by Wall St. Rank hold GXC as of Q3 2014.

UBS held 62,888 shares of State Street SPDR S&P China ETF worth $4.82M as of Q3 2014.
UBS sold 26,652 State Street SPDR S&P China ETF shares in Q3 2014, an estimated $2.14M.
State Street SPDR S&P China ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2071 holding.
UBS first reported a position in State Street SPDR S&P China ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR S&P China ETF position peaked at $10M in Q2 2013.
88 funds tracked by Wall St. Rank held State Street SPDR S&P China ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.