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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
1126
DELISTED
HATTERAS FINANCIAL CORP
HTS
$10M 0.01%
535,021
-20,047
-4% -$403K
SEE
1127
DELISTED
Sealed Air
SEE
$9.99M 0.01%
367,294
+15,191
+4% +$430K
HBAN icon
1128
Huntington Bancshares
HBAN
$35.1B
$9.97M 0.01%
1,206,942
+485,462
+67% +$4.1M
AMGN icon
1129
CALL
Amgen
AMGN
$203B
$9.95M 0.01%
88,900
-60,900
-41% -$6.6M
T icon
1130
CALL
AT&T
T
$165B
$9.92M 0.01%
388,329
+54,019
+16% +$1.42M
RCL icon
1131
Royal Caribbean
RCL
$78.7B
$9.91M 0.01%
258,749
+77,263
+43% +$2.9M
ADT
1132
DELISTED
ADT Corp
ADT
$9.91M 0.01%
243,642
+53,478
+28% +$2.2M
RWO icon
1133
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$9.9M 0.01%
234,006
-61,775
-21% -$2.61M
NMFC icon
1134
New Mountain Finance
NMFC
$646M
$9.89M 0.01%
686,402
+205,781
+43% +$3M
PXD
1135
DELISTED
Pioneer Natural Resource Co.
PXD
$9.87M 0.01%
52,262
+6,924
+15% +$1.18M
FXO icon
1136
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$9.86M 0.01%
498,929
+19,849
+4% +$390K
PFX icon
1137
PhenixFIN
PFX
$9.85M 0.01%
35,719
+1,378
+4% +$383K
SPYG icon
1138
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$9.85M 0.01%
509,844
+253,336
+99% +$4.84M
RIO icon
1139
CALL
Rio Tinto
RIO
$148B
$9.85M 0.01%
201,909
+182,059
+917% +$8.49M
HTD
1140
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$924M
$9.84M 0.01%
565,548
-273,534
-33% -$4.95M
XHB icon
1141
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$9.84M 0.01%
321,500
+134,900
+72% +$4.03M
LNG icon
1142
PUT
Cheniere Energy
LNG
$56.5B
$9.83M 0.01%
287,900
+273,600
+1,913% +$8.12M
CTXS
1143
DELISTED
Citrix Systems Inc
CTXS
$9.81M 0.01%
174,421
+42,906
+33% +$2.4M
IOC
1144
DELISTED
Interoil Corporation
IOC
$9.79M 0.01%
137,292
+110,565
+414% +$8.25M
LCC
1145
DELISTED
US AIRWAYS GROUP INC.
LCC
$9.78M 0.01%
515,807
+44,748
+9% +$792K
AMCX icon
1146
AMC Global Media
AMCX
$430M
$9.78M 0.01%
142,739
+126,821
+797% +$8.4M
SCG
1147
DELISTED
Scana
SCG
$9.77M 0.01%
212,212
+29,143
+16% +$1.44M
HOG icon
1148
Harley-Davidson
HOG
$2.68B
$9.76M 0.01%
151,988
+26,678
+21% +$1.58M
BBH icon
1149
VanEck Biotech ETF
BBH
$396M
$9.76M 0.01%
117,933
+23,281
+25% +$1.83M
ETW
1150
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$9.74M 0.01%
859,307
-2,403
-0.3% -$27.4K
44 45
46
47 48

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.