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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPG
11376
DELISTED
MPG OFFICE TRUST, INC COM
MPG
– –
-40,057
Closed -$126K
STMP
11377
CALL
DELISTED
Stamps.com, Inc.
STMP
– –
-200
Closed -$9K
GSC
11378
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
– –
-80
Closed -$4K
DWSN
11379
PUT
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
– –
-700
Closed -$23K
WES
11380
CALL
DELISTED
Western Gas Partners Lp
WES
– –
-1,000
Closed -$60K
WES
11381
PUT
DELISTED
Western Gas Partners Lp
WES
– –
-600
Closed -$36K
STL
11382
DELISTED
STERLING BANCORP
STL
– –
-313,144
Closed -$4.3M
CBNK
11383
DELISTED
CHICOPEE BANCORP INC COM STK
CBNK
– –
-500
Closed -$9K
PRMW
11384
DELISTED
Primo Water Corporation
PRMW
– –
-158
Closed -$418
OPLK
11385
CALL
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
– –
-400
Closed -$8K
GRO
11386
DELISTED
Agria Corp
GRO
– –
-2,987
Closed -$3K
DGIT
11387
CALL
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-1,100
Closed -$14K
RPRX
11388
PUT
DELISTED
Repros Therapeutics Inc.
RPRX
– –
-800
Closed -$21K
ETRM
11389
DELISTED
EnteroMedics Inc.
ETRM
– –
-1
Closed -$1.61K
SWFT
11390
CALL
DELISTED
Swift Transportation Company
SWFT
– –
-1,100
Closed -$22K
PACD
11391
PUT
DELISTED
Pacific Drilling S A
PACD
– –
-100
Closed -$11K
ZOOM
11392
DELISTED
ZOOM TECHNOLOGIES INC COM STK (DELAWARE)
ZOOM
– –
-947
Closed -$2K
TRIT
11393
DELISTED
TRI-TECH HLDG INC ORD SHS (KY)
TRIT
– –
-1,058
Closed -$2K
VRNM
11394
CALL
DELISTED
VERENIUM CORP COM STK (US)
VRNM
– –
-700
Closed -$3K
VRNM
11395
DELISTED
VERENIUM CORP COM STK (US)
VRNM
– –
-985
Closed -$4K
AZPN
11396
CALL
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-900
Closed -$31K
MPO
11397
PUT
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-20
Closed -$1K
STH
11398
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
– –
-564
Closed -$14K
ANLY
11399
DELISTED
ANALYSTS INTL CORP COM STK (MN)
ANLY
– –
-2,073
Closed -$13K
TPS
11400
DELISTED
ProShares UltraShort Tips
TPS
– –
-508
Closed -$15K
453 454 455
456
457

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.