UBS’s TRI-TECH HLDG INC ORD SHS (KY) TRIT Stock Holding History

UBS’s Portfolio TRIT Stock Details TRIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1,058	Closed	-$2K	–	11509
2013 Q3	$2K	Buy	1,058 +551	+109%	+$796	﹤0.01%	10106
2013 Q2	$1K	Buy	+507	New	+$794	﹤0.01%	10156

Other funds holding TRIT

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

CFA

Capstone Financial Advisors Downers Grove, Illinois $1.86B AUM 15.98% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's TRIT Position: Q4 2013 in Review

UBS sold out of TRI-TECH HLDG INC ORD SHS (KY) (TRIT) in Q4 2013, closing a stake of 1,058 shares — an estimated $2K sold.

UBS first reported a position in TRIT in Q2 2013 and held it in 2 quarters. The position peaked at $2K in Q3 2013. 9 funds tracked by Wall St. Rank hold TRIT as of Q4 2013.

UBS reported no remaining TRI-TECH HLDG INC ORD SHS (KY) position as of Q4 2013 after selling out during the quarter.
UBS sold 1,058 TRI-TECH HLDG INC ORD SHS (KY) shares in Q4 2013, an estimated $2K.
UBS first reported a position in TRI-TECH HLDG INC ORD SHS (KY) in Q2 2013 and held it in 2 quarters.
UBS's TRI-TECH HLDG INC ORD SHS (KY) position peaked at $2K in Q3 2013.
9 funds tracked by Wall St. Rank held TRI-TECH HLDG INC ORD SHS (KY) as of Q4 2013.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.