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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REE
11001
PUT
DELISTED
RARE ELEMENT RES LTD
REE
– –
-8,000
Closed -$21K
LGL.WS
11002
DELISTED
LGL GROUP INC WT EXP 08/06/2018
LGL.WS
$0 ﹤0.01%
3,551
-729
-17% -$57
IGC.WS
11003
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,167
– –
TSYS
11004
PUT
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-4,600
Closed -$11K
ZINC
11005
CALL
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-800
Closed -$10K
ZINC
11006
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-500
Closed -$6K
POZN
11007
PUT
DELISTED
POZEN INC
POZN
– –
-6,400
Closed -$37K
DRWI
11008
PUT
DELISTED
DragonWave Inc
DRWI
– –
-80
Closed -$4K
CBMX
11009
DELISTED
CombiMatrix Corporation
CBMX
– –
-430
Closed -$18K
MW
11010
PUT
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-1,100
Closed -$37K
WPP
11011
CALL
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-200
Closed -$3K
NES
11012
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-710
Closed -$16K
RCAP
11013
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
– –
-314
Closed -$5K
FFNM
11014
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
– –
-1,743
Closed -$8K
VIMC
11015
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-2,780
Closed -$4K
STNR
11016
DELISTED
STEINER LEISURE LTD
STNR
– –
-39
Closed -$2K
CHOP
11017
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$0 ﹤0.01%
1
-170
-99% -$2.34K
IPCM
11018
CALL
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
– –
-900
Closed -$46K
SIAL
11019
PUT
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-400
Closed -$34K
SWU
11020
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-190
Closed -$26K
CYN
11021
CALL
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-1,200
Closed -$80K
DEJ
11022
DELISTED
DEJOUR ENERGY INC COM
DEJ
– –
-50,895
Closed -$9K
ATRM
11023
DELISTED
ATRM HOLDINGS INC COMMON STOCK
ATRM
– –
-253
Closed -$1K
ENVI
11024
CALL
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-4,000
Closed -$13K
CYBX
11025
CALL
DELISTED
CYBERONICS INC
CYBX
– –
-1,600
Closed -$81K
439 440
441
442 443

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STC
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1IC
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QBFM
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BCMU
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MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.